VoIP Community of Thailand - เว็บบอร์ด VoIP Issabel, Elastix Asterisk FreePBX IPPhone VoIP Gateway Call Center IPPBX ของไทย โดยคนไทย เพื่อคนไทย

มาตรฐานของโปรโตคอล SIP

SIP ย่อมาจาก Session Initiation Protocol เป็น Signaling อีกแบบหนึ่งของ VoIP เป็นมาตรฐานที่ใช้กำหนดกฏเกณฑ์การติดต่อสื่อสารระหว่าง SIP devices คู่หนึ่ง

ปัจจุบัน VoIP แบบ SIP นี้นะครับทำงานอยู่ภายใต้มาตรฐาน RFC 3261 (พัฒนามาจาก RFC 2543) ของหน่วยงานที่มีชื่อว่า IETF (Internet Engineering Task Force) ซึ่งเป็นหน่วยงานที่ออกมาตรฐานมากำกับดูแลการสื่อสารผ่านอินเตอร์เน็ตเพื่อให้เป็นไปในทิศทางเดียวกันทั่วโลก RFC ย่อมาจาก Request for Comments

มาดูกันครับว่ามาตรฐาน RFC 3261 นี้มีรายละเอียดยังไงกันบ้าง

Note! ข้อมูลของ RFC 3261 นี้ผมเอามาจากเว็บไซต์ของ IETF ตามลิ้งค์นี้ http://tools.ietf.org/html/rfc3261

SIP: Session Initiation Protocol

Status of this Memo
This document specifies an Internet standards track protocol for the Internet community, and requests discussion and suggestions for improvements. Please refer to the current edition of the "Internet Official Protocol Standards" (STD 1) for the standardization state and status of this protocol. Distribution of this memo is unlimited.

Copyright Notice
Copyright (C) The Internet Society (2002). All Rights Reserved.

Abstract
This document describes Session Initiation Protocol (SIP), an application-layer control (signaling) protocol for creating, modifying, and terminating sessions with one or more participants. These sessions include Internet telephone calls, multimedia distribution, and multimedia conferences.

SIP invitations used to create sessions carry session descriptions that allow participants to agree on a set of compatible media types. SIP makes use of elements called proxy servers to help route requests to the user's current location, authenticate and authorize users for services, implement provider call-routing policies, and provide features to users. SIP also provides a registration function that allows users to upload their current locations for use by proxy servers. SIP runs on top of several different transport protocols

Table of Contents

1 Introduction ........................................ 8
2 Overview of SIP Functionality ....................... 9
3 Terminology ......................................... 10
4 Overview of Operation ............................... 10
5 Structure of the Protocol ........................... 18
6 Definitions ......................................... 20
7 SIP Messages ........................................ 26
7.1 Requests ............................................ 27
7.2 Responses ........................................... 28
7.3 Header Fields ....................................... 29
7.3.1 Header Field Format ................................. 30
7.3.2 Header Field Classification ......................... 32
7.3.3 Compact Form ........................................ 32
7.4 Bodies .............................................. 33
7.4.1 Message Body Type ................................... 33
7.4.2 Message Body Length ................................. 33
7.5 Framing SIP Messages ................................ 34
8 General User Agent Behavior ......................... 34
8.1 UAC Behavior ........................................ 35
8.1.1 Generating the Request .............................. 35
8.1.1.1 Request-URI ......................................... 35
8.1.1.2 To .................................................. 36
8.1.1.3 From ................................................ 37
8.1.1.4 Call-ID ............................................. 37
8.1.1.5 CSeq ................................................ 38
8.1.1.6 Max-Forwards ........................................ 38
8.1.1.7 Via ................................................. 39
8.1.1.8 Contact ............................................. 40
8.1.1.9 Supported and Require ............................... 40
8.1.1.10 Additional Message Components ....................... 41
8.1.2 Sending the Request ................................. 41
8.1.3 Processing Responses ................................ 42
8.1.3.1 Transaction Layer Errors ............................ 42
8.1.3.2 Unrecognized Responses .............................. 42
8.1.3.3 Vias ................................................ 43
8.1.3.4 Processing 3xx Responses ............................ 43
8.1.3.5 Processing 4xx Responses ............................ 45
8.2 UAS Behavior ........................................ 46
8.2.1 Method Inspection ................................... 46
8.2.2 Header Inspection ................................... 46
8.2.2.1 To and Request-URI .................................. 46
8.2.2.2 Merged Requests ..................................... 47
8.2.2.3 Require ............................................. 47
8.2.3 Content Processing .................................. 48
8.2.4 Applying Extensions ................................. 49
8.2.5 Processing the Request .............................. 49
8.2.6 Generating the Response ............................. 49
8.2.6.1 Sending a Provisional Response ...................... 49
8.2.6.2 Headers and Tags .................................... 50
8.2.7 Stateless UAS Behavior .............................. 50
8.3 Redirect Servers .................................... 51
9 Canceling a Request ................................. 53
9.1 Client Behavior ..................................... 53
9.2 Server Behavior ..................................... 55
10 Registrations ....................................... 56
10.1 Overview ............................................ 56
10.2 Constructing the REGISTER Request ................... 57
10.2.1 Adding Bindings ..................................... 59
10.2.1.1 Setting the Expiration Interval of Contact Addresses 60
10.2.1.2 Preferences among Contact Addresses ................. 61
10.2.2 Removing Bindings ................................... 61
10.2.3 Fetching Bindings ................................... 61
10.2.4 Refreshing Bindings ................................. 61
10.2.5 Setting the Internal Clock .......................... 62
10.2.6 Discovering a Registrar ............................. 62
10.2.7 Transmitting a Request .............................. 62
10.2.8 Error Responses ..................................... 63
10.3 Processing REGISTER Requests ........................ 63
11 Querying for Capabilities ........................... 66
11.1 Construction of OPTIONS Request ..................... 67
11.2 Processing of OPTIONS Request ....................... 68
12 Dialogs ............................................. 69
12.1 Creation of a Dialog ................................ 70
12.1.1 UAS behavior ........................................ 70
12.1.2 UAC Behavior ........................................ 71
12.2 Requests within a Dialog ............................ 72
12.2.1 UAC Behavior ........................................ 73
12.2.1.1 Generating the Request .............................. 73
12.2.1.2 Processing the Responses ............................ 75
12.2.2 UAS Behavior ........................................ 76
12.3 Termination of a Dialog ............................. 77
13 Initiating a Session ................................ 77
13.1 Overview ............................................ 77
13.2 UAC Processing ...................................... 78
13.2.1 Creating the Initial INVITE ......................... 78
13.2.2 Processing INVITE Responses ......................... 81
13.2.2.1 1xx Responses ....................................... 81
13.2.2.2 3xx Responses ....................................... 81
13.2.2.3 4xx, 5xx and 6xx Responses .......................... 81
13.2.2.4 2xx Responses ....................................... 82
13.3 UAS Processing ...................................... 83
13.3.1 Processing of the INVITE ............................ 83
13.3.1.1 Progress ............................................ 84
13.3.1.2 The INVITE is Redirected ............................ 84
13.3.1.3 The INVITE is Rejected .............................. 85
13.3.1.4 The INVITE is Accepted .............................. 85
14 Modifying an Existing Session ....................... 86
14.1 UAC Behavior ........................................ 86
14.2 UAS Behavior ........................................ 88
15 Terminating a Session ............................... 89
15.1 Terminating a Session with a BYE Request ............ 90
15.1.1 UAC Behavior ........................................ 90
15.1.2 UAS Behavior ........................................ 91
16 Proxy Behavior ...................................... 91
16.1 Overview ............................................ 91
16.2 Stateful Proxy ...................................... 92
16.3 Request Validation .................................. 94
16.4 Route Information Preprocessing ..................... 96
16.5 Determining Request Targets ......................... 97
16.6 Request Forwarding .................................. 99
16.7 Response Processing ................................. 107
16.8 Processing Timer C .................................. 114
16.9 Handling Transport Errors ........................... 115
16.10 CANCEL Processing ................................... 115
16.11 Stateless Proxy ..................................... 116
16.12 Summary of Proxy Route Processing ................... 118
16.12.1 Examples ............................................ 118
16.12.1.1 Basic SIP Trapezoid ................................. 118
16.12.1.2 Traversing a Strict-Routing Proxy ................... 120
16.12.1.3 Rewriting Record-Route Header Field Values .......... 121
17 Transactions ........................................ 122
17.1 Client Transaction .................................. 124
17.1.1 INVITE Client Transaction ........................... 125
17.1.1.1 Overview of INVITE Transaction ...................... 125
17.1.1.2 Formal Description .................................. 125
17.1.1.3 Construction of the ACK Request ..................... 129
17.1.2 Non-INVITE Client Transaction ....................... 130
17.1.2.1 Overview of the non-INVITE Transaction .............. 130
17.1.2.2 Formal Description .................................. 131
17.1.3 Matching Responses to Client Transactions ........... 132
17.1.4 Handling Transport Errors ........................... 133
17.2 Server Transaction .................................. 134
17.2.1 INVITE Server Transaction ........................... 134
17.2.2 Non-INVITE Server Transaction ....................... 137
17.2.3 Matching Requests to Server Transactions ............ 138
17.2.4 Handling Transport Errors ........................... 141
18 Transport ........................................... 141
18.1 Clients ............................................. 142
18.1.1 Sending Requests .................................... 142
18.1.2 Receiving Responses ................................. 144
18.2 Servers ............................................. 145
18.2.1 Receiving Requests .................................. 145
18.2.2 Sending Responses ................................... 146
18.3 Framing ............................................. 147
18.4 Error Handling ...................................... 147
19 Common Message Components ........................... 147
19.1 SIP and SIPS Uniform Resource Indicators ............ 148
19.1.1 SIP and SIPS URI Components ......................... 148
19.1.2 Character Escaping Requirements ..................... 152
19.1.3 Example SIP and SIPS URIs ........................... 153
19.1.4 URI Comparison ...................................... 153
19.1.5 Forming Requests from a URI ......................... 156
19.1.6 Relating SIP URIs and tel URLs ...................... 157
19.2 Option Tags ......................................... 158
19.3 Tags ................................................ 159
20 Header Fields ....................................... 159
20.1 Accept .............................................. 161
20.2 Accept-Encoding ..................................... 163
20.3 Accept-Language ..................................... 164
20.4 Alert-Info .......................................... 164
20.5 Allow ............................................... 165
20.6 Authentication-Info ................................. 165
20.7 Authorization ....................................... 165
20.8 Call-ID ............................................. 166
20.9 Call-Info ........................................... 166
20.10 Contact ............................................. 167
20.11 Content-Disposition ................................. 168
20.12 Content-Encoding .................................... 169
20.13 Content-Language .................................... 169
20.14 Content-Length ...................................... 169
20.15 Content-Type ........................................ 170
20.16 CSeq ................................................ 170
20.17 Date ................................................ 170
20.18 Error-Info .......................................... 171
20.19 Expires ............................................. 171
20.20 From ................................................ 172
20.21 In-Reply-To ......................................... 172
20.22 Max-Forwards ........................................ 173
20.23 Min-Expires ......................................... 173
20.24 MIME-Version ........................................ 173
20.25 Organization ........................................ 174
20.26 Priority ............................................ 174
20.27 Proxy-Authenticate .................................. 174
20.28 Proxy-Authorization ................................. 175
20.29 Proxy-Require ....................................... 175
20.30 Record-Route ........................................ 175
20.31 Reply-To ............................................ 176
20.32 Require ............................................. 176
20.33 Retry-After ......................................... 176
20.34 Route ............................................... 177
20.35 Server .............................................. 177
20.36 Subject ............................................. 177
20.37 Supported ........................................... 178
20.38 Timestamp ........................................... 178
20.39 To .................................................. 178
20.40 Unsupported ......................................... 179
20.41 User-Agent .......................................... 179
20.42 Via ................................................. 179
20.43 Warning ............................................. 180
20.44 WWW-Authenticate .................................... 182
21 Response Codes ...................................... 182
21.1 Provisional 1xx ..................................... 182
21.1.1 100 Trying .......................................... 183
21.1.2 180 Ringing ......................................... 183
21.1.3 181 Call Is Being Forwarded ......................... 183
21.1.4 182 Queued .......................................... 183
21.1.5 183 Session Progress ................................ 183
21.2 Successful 2xx ...................................... 183
21.2.1 200 OK .............................................. 183
21.3 Redirection 3xx ..................................... 184
21.3.1 300 Multiple Choices ................................ 184
21.3.2 301 Moved Permanently ............................... 184
21.3.3 302 Moved Temporarily ............................... 184
21.3.4 305 Use Proxy ....................................... 185
21.3.5 380 Alternative Service ............................. 185
21.4 Request Failure 4xx ................................. 185
21.4.1 400 Bad Request ..................................... 185
21.4.2 401 Unauthorized .................................... 185
21.4.3 402 Payment Required ................................ 186
21.4.4 403 Forbidden ....................................... 186
21.4.5 404 Not Found ....................................... 186
21.4.6 405 Method Not Allowed .............................. 186
21.4.7 406 Not Acceptable .................................. 186
21.4.8 407 Proxy Authentication Required ................... 186
21.4.9 408 Request Timeout ................................. 186
21.4.10 410 Gone ............................................ 187
21.4.11 413 Request Entity Too Large ........................ 187
21.4.12 414 Request-URI Too Long ............................ 187
21.4.13 415 Unsupported Media Type .......................... 187
21.4.14 416 Unsupported URI Scheme .......................... 187
21.4.15 420 Bad Extension ................................... 187
21.4.16 421 Extension Required .............................. 188
21.4.17 423 Interval Too Brief .............................. 188
21.4.18 480 Temporarily Unavailable ......................... 188
21.4.19 481 Call/Transaction Does Not Exist ................. 188
21.4.20 482 Loop Detected ................................... 188
21.4.21 483 Too Many Hops ................................... 189
21.4.22 484 Address Incomplete .............................. 189
21.4.23 485 Ambiguous ....................................... 189
21.4.24 486 Busy Here ....................................... 189
21.4.25 487 Request Terminated .............................. 190
21.4.26 488 Not Acceptable Here ............................. 190
21.4.27 491 Request Pending ................................. 190
21.4.28 493 Undecipherable .................................. 190
21.5 Server Failure 5xx .................................. 190
21.5.1 500 Server Internal Error ........................... 190
21.5.2 501 Not Implemented ................................. 191
21.5.3 502 Bad Gateway ..................................... 191
21.5.4 503 Service Unavailable ............................. 191
21.5.5 504 Server Time-out ................................. 191
21.5.6 505 Version Not Supported ........................... 192
21.5.7 513 Message Too Large ............................... 192
21.6 Global Failures 6xx ................................. 192
21.6.1 600 Busy Everywhere ................................. 192
21.6.2 603 Decline ......................................... 192
21.6.3 604 Does Not Exist Anywhere ......................... 192
21.6.4 606 Not Acceptable .................................. 192
22 Usage of HTTP Authentication ........................ 193
22.1 Framework ........................................... 193
22.2 User-to-User Authentication ......................... 195
22.3 Proxy-to-User Authentication ........................ 197
22.4 The Digest Authentication Scheme .................... 199
23 S/MIME .............................................. 201
23.1 S/MIME Certificates ................................. 201
23.2 S/MIME Key Exchange ................................. 202
23.3 Securing MIME bodies ................................ 205
23.4 SIP Header Privacy and Integrity using S/MIME:
Tunneling SIP ....................................... 207
23.4.1 Integrity and Confidentiality Properties of SIP
Headers ............................................. 207
23.4.1.1 Integrity ........................................... 207
23.4.1.2 Confidentiality ..................................... 208
23.4.2 Tunneling Integrity and Authentication .............. 209
23.4.3 Tunneling Encryption ................................ 211
24 Examples ............................................ 213
24.1 Registration ........................................ 213
24.2 Session Setup ....................................... 214
25 Augmented BNF for the SIP Protocol .................. 219
25.1 Basic Rules ......................................... 219
26 Security Considerations: Threat Model and Security
Usage Recommendations ............................... 232
26.1 Attacks and Threat Models ........................... 233
26.1.1 Registration Hijacking .............................. 233
26.1.2 Impersonating a Server .............................. 234
26.1.3 Tampering with Message Bodies ....................... 235
26.1.4 Tearing Down Sessions ............................... 235
26.1.5 Denial of Service and Amplification ................. 236
26.2 Security Mechanisms ................................. 237
26.2.1 Transport and Network Layer Security ................ 238
26.2.2 SIPS URI Scheme ..................................... 239
26.2.3 HTTP Authentication ................................. 240
26.2.4 S/MIME .............................................. 240
26.3 Implementing Security Mechanisms .................... 241
26.3.1 Requirements for Implementers of SIP ................ 241
26.3.2 Security Solutions .................................. 242
26.3.2.1 Registration ........................................ 242
26.3.2.2 Interdomain Requests ................................ 243
26.3.2.3 Peer-to-Peer Requests ............................... 245
26.3.2.4 DoS Protection ...................................... 246
26.4 Limitations ......................................... 247
26.4.1 HTTP Digest ......................................... 247
26.4.2 S/MIME .............................................. 248
26.4.3 TLS ................................................. 249
26.4.4 SIPS URIs ........................................... 249
26.5 Privacy ............................................. 251
27 IANA Considerations ................................. 252
27.1 Option Tags ......................................... 252
27.2 Warn-Codes .......................................... 252
27.3 Header Field Names .................................. 253
27.4 Method and Response Codes ........................... 253
27.5 The "message/sip" MIME type. ....................... 254
27.6 New Content-Disposition Parameter Registrations ..... 255
28 Changes From RFC 2543 ............................... 255
28.1 Major Functional Changes ............................ 255
28.2 Minor Functional Changes ............................ 260
29 Normative References ................................ 261
30 Informative References .............................. 262
A Table of Timer Values ............................... 265
Acknowledgments ................................................ 266
Authors' Addresses ............................................. 267
Full Copyright Statement ....................................... 269

1 Introduction

There are many applications of the Internet that require the creation
and management of a session, where a session is considered an
exchange of data between an association of participants. The
implementation of these applications is complicated by the practices
of participants: users may move between endpoints, they may be
addressable by multiple names, and they may communicate in several
different media - sometimes simultaneously. Numerous protocols have
been authored that carry various forms of real-time multimedia
session data such as voice, video, or text messages. The Session
Initiation Protocol (SIP) works in concert with these protocols by enabling Internet endpoints (called user agents) to discover one
another and to agree on a characterization of a session they would
like to share. For locating prospective session participants, and
for other functions, SIP enables the creation of an infrastructure of
network hosts (called proxy servers) to which user agents can send
registrations, invitations to sessions, and other requests. SIP is
an agile, general-purpose tool for creating, modifying, and
terminating sessions that works independently of underlying transport
protocols and without dependency on the type of session that is being
established.

2 Overview of SIP Functionality

SIP is an application-layer control protocol that can establish, modify, and terminate multimedia sessions (conferences) such as Internet telephony calls.
SIP can also invite participants to already existing sessions, such as multicast conferences. Media can be added to (and removed from) an existing session.
SIP transparently supports name mapping and redirection services, which supports personal mobility [27] - users can maintain a single externally visible
identifier regardless of their network location.

SIP supports five facets of establishing and terminating multimedia communications:

User location: determination of the end system to be used for communication;
User availability: determination of the willingness of the called party to engage in communications;
User capabilities: determination of the media and media parameters to be used;
Session setup: "ringing", establishment of session parameters at both called and calling party;
Session management: including transfer and termination of sessions, modifying session parameters, and invoking services.

SIP is not a vertically integrated communications system. SIP is rather a component that can be used with other IETF protocols to build a complete multimedia architecture. Typically, these architectures will include protocols such as the Real-time Transport Protocol (RTP) (RFC 1889 [28]) for transporting real-time data and providing QoS feedback, the Real-Time streaming protocol (RTSP) (RFC 2326 [29]) for controlling delivery of streaming media, the Media

Gateway Control Protocol (MEGACO) (RFC 3015 [30]) for controlling gateways to the Public Switched Telephone Network (PSTN), and the Session Description Protocol (SDP) (RFC 2327 [1]) for describing multimedia sessions. Therefore, SIP should be used in conjunction with other protocols in order to provide complete services to the users. However, the basic functionality and operation of SIP does not depend on any of these protocols.

SIP does not provide services. Rather, SIP provides primitives that can be used to implement different services. For example, SIP can locate a user and deliver an opaque object to his current location. If this primitive is used to deliver a session description written in SDP, for instance, the endpoints can agree on the parameters of a session. If the same primitive is used to deliver a photo of the caller as well as the session description, a "caller ID" service can be easily implemented. As this example shows, a single primitive is typically used to provide several different services.

SIP does not offer conference control services such as floor control or voting and does not prescribe how a conference is to be managed. SIP can be used to initiate a session that uses some other conference control protocol. Since SIP messages and the sessions they establish can pass through entirely different networks, SIP cannot, and does not, provide any kind of network resource reservation capabilities.

The nature of the services provided make security particularly
important. To that end, SIP provides a suite of security services,
which include denial-of-service prevention, authentication (both user
to user and proxy to user), integrity protection, and encryption and
privacy services.

SIP works with both IPv4 and IPv6.

3 Terminology

In this document, the key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" are to be interpreted as described in BCP 14, RFC 2119 [2] and indicate requirement levels for compliant SIP implementations.

4 Overview of Operation

This section introduces the basic operations of SIP using simple examples. This section is tutorial in nature and does not contain any normative statements.

The first example shows the basic functions of SIP: location of an end point, signal of a desire to communicate, negotiation of session parameters to establish the session, and teardown of the session once established.

Figure 1 shows a typical example of a SIP message exchange between two users, Alice and Bob. (Each message is labeled with the letter "F" and a number for reference by the text.) In this example, Alice uses a SIP application on her PC (referred to as a softphone) to call Bob on his SIP phone over the Internet. Also shown are two SIP proxy servers that act on behalf of Alice and Bob to facilitate the session establishment. This typical arrangement is often referred to as the "SIP trapezoid" as shown by the geometric shape of the dotted lines in Figure 1.

Alice "calls" Bob using his SIP identity, a type of Uniform Resource Identifier (URI) called a SIP URI. SIP URIs are defined in Section 19.1. It has a similar form to an email address, typically containing a username and a host name. In this case, it is sip:bob@biloxi.com, where biloxi.com is the domain of Bob's SIP service provider. Alice has a SIP URI of sip:alice@atlanta.com. Alice might have typed in Bob's URI or perhaps clicked on a hyperlink or an entry in an address book. SIP also provides a secure URI, called a SIPS URI. An example would be sips:bob@biloxi.com. A call made to a SIPS URI guarantees that secure, encrypted transport (namely TLS) is used to carry all SIP messages from the caller to the domain of the callee. From there, the request is sent securely to the callee, but with security mechanisms that depend on the policy of the domain of the callee.

SIP is based on an HTTP-like request/response transaction model. Each transaction consists of a request that invokes a particular method, or function, on the server and at least one response. In this example, the transaction begins with Alice's softphone sending an INVITE request addressed to Bob's SIP URI. INVITE is an example of a SIP method that specifies the action that the requestor (Alice) wants the server (Bob) to take. The INVITE request contains a number of header fields. Header fields are named attributes that provide additional information about a message. The ones present in an INVITE include a unique identifier for the call, the destination address, Alice's address, and information about the type of session that Alice wishes to establish with Bob. The INVITE (message F1 in Figure 1) might look like this:



INVITE sip:bob@biloxi.com SIP/2.0
Via: SIP/2.0/UDP pc33.atlanta.com;branch=z9hG4bK776asdhds
Max-Forwards: 70
To: Bob <sip:bob@biloxi.com>
From: Alice <sip:alice@atlanta.com>;tag=1928301774
Call-ID: a84b4c76e66710@pc33.atlanta.com
CSeq: 314159 INVITE
Contact: <sip:alice@pc33.atlanta.com>
Content-Type: application/sdp
Content-Length: 142

(Alice's SDP not shown)

The first line of the text-encoded message contains the method name (INVITE). The lines that follow are a list of header fields. This example contains a minimum required set. The header fields are briefly described below:

Via contains the address (pc33.atlanta.com) at which Alice is expecting to receive responses to this request. It also contains a branch parameter that identifies this transaction.

To contains a display name (Bob) and a SIP or SIPS URI (sip:bob@biloxi.com) towards which the request was originally directed. Display names are described in RFC 2822 [3].

From also contains a display name (Alice) and a SIP or SIPS URI (sip:alice@atlanta.com) that indicate the originator of the request. This header field also has a tag parameter containing a random string (1928301774) that was added to the URI by the softphone. It is used for identification purposes.

Call-ID contains a globally unique identifier for this call, generated by the combination of a random string and the softphone's host name or IP address. The combination of the To tag, From tag, and Call-ID completely defines a peer-to-peer SIP relationship between Alice and Bob and is referred to as a dialog.

CSeq or Command Sequence contains an integer and a method name. The CSeq number is incremented for each new request within a dialog and is a traditional sequence number.

Contact contains a SIP or SIPS URI that represents a direct route to contact Alice, usually composed of a username at a fully qualified domain name (FQDN). While an FQDN is preferred, many end systems do not have registered domain names, so IP addresses are permitted. While the Via header field tells other elements where to send the response, the Contact header field tells other elements where to send future requests.

Max-Forwards serves to limit the number of hops a request can make on the way to its destination. It consists of an integer that is decremented by one at each hop.

Content-Type contains a description of the message body (not shown).

Content-Length contains an octet (byte) count of the message body.

The complete set of SIP header fields is defined in Section 20.

The details of the session, such as the type of media, codec, or sampling rate, are not described using SIP. Rather, the body of a SIP message contains a description of the session, encoded in some other protocol format. One such format is the Session Description Protocol (SDP) (RFC 2327 [1]). This SDP message (not shown in the example) is carried by the SIP message in a way that is analogous to a document attachment being carried by an email message, or a web page being carried in an HTTP message.

Since the softphone does not know the location of Bob or the SIP server in the biloxi.com domain, the softphone sends the INVITE to the SIP server that serves Alice's domain, atlanta.com. The address of the atlanta.com SIP server could have been configured in Alice's softphone, or it could have been discovered by DHCP, for example.

The atlanta.com SIP server is a type of SIP server known as a proxy server. A proxy server receives SIP requests and forwards them on behalf of the requestor. In this example, the proxy server receives the INVITE request and sends a 100 (Trying) response back to Alice's softphone. The 100 (Trying) response indicates that the INVITE has been received and that the proxy is working on her behalf to route the INVITE to the destination. Responses in SIP use a three-digit code followed by a descriptive phrase. This response contains the same To, From, Call-ID, CSeq and branch parameter in the Via as the INVITE, which allows Alice's softphone to correlate this response to the sent INVITE. The atlanta.com proxy server locates the proxy server at biloxi.com, possibly by performing a particular type of DNS (Domain Name Service) lookup to find the SIP server that serves the biloxi.com domain. This is described in [4]. As a result, it obtains the IP address of the biloxi.com proxy server and forwards, or proxies, the INVITE request there. Before forwarding the request, the atlanta.com proxy server adds an additional Via header field value that contains its own address (the INVITE already contains Alice's address in the first Via). The biloxi.com proxy server receives the INVITE and responds with a 100 (Trying) response back to the atlanta.com proxy server to indicate that it has received the INVITE and is processing the request. The proxy server consults a database, generically called a location service, that contains the current IP address of Bob. (We shall see in the next section how this database can be populated.) The biloxi.com proxy server adds another Via header field value with its own address to the INVITE and proxies it to Bob's SIP phone.

Bob's SIP phone receives the INVITE and alerts Bob to the incoming call from Alice so that Bob can decide whether to answer the call, that is, Bob's phone rings. Bob's SIP phone indicates this in a 180 (Ringing) response, which is routed back through the two proxies in the reverse direction. Each proxy uses the Via header field to determine where to send the response and removes its own address from the top. As a result, although DNS and location service lookups were required to route the initial INVITE, the 180 (Ringing) response can be returned to the caller without lookups or without state being maintained in the proxies. This also has the desirable property that each proxy that sees the INVITE will also see all responses to the INVITE.

When Alice's softphone receives the 180 (Ringing) response, it passes this information to Alice, perhaps using an audio ringback tone or by displaying a message on Alice's screen.

In this example, Bob decides to answer the call. When he picks up the handset, his SIP phone sends a 200 (OK) response to indicate that the call has been answered. The 200 (OK) contains a message body with the SDP media description of the type of session that Bob is willing to establish with Alice. As a result, there is a two-phase exchange of SDP messages: Alice sent one to Bob, and Bob sent one back to Alice. This two-phase exchange provides basic negotiation capabilities and is based on a simple offer/answer model of SDP exchange. If Bob did not wish to answer the call or was busy on another call, an error response would have been sent instead of the 200 (OK), which would have resulted in no media session being established. The complete list of SIP response codes is in Section 21. The 200 (OK) (message F9 in Figure 1) might look like this as Bob sends it out:

SIP/2.0 200 OK
Via: SIP/2.0/UDP server10.biloxi.com
;branch=z9hG4bKnashds8;received=192.0.2.3
Via: SIP/2.0/UDP bigbox3.site3.atlanta.com
;branch=z9hG4bK77ef4c2312983.1;received=192.0.2.2
Via: SIP/2.0/UDP pc33.atlanta.com
;branch=z9hG4bK776asdhds ;received=192.0.2.1
To: Bob <sip:bob@biloxi.com>;tag=a6c85cf
From: Alice <sip:alice@atlanta.com>;tag=1928301774
Call-ID: a84b4c76e66710@pc33.atlanta.com
CSeq: 314159 INVITE
Contact: <sip:bob@192.0.2.4>
Content-Type: application/sdp
Content-Length: 131

(Bob's SDP not shown)

The first line of the response contains the response code (200) and the reason phrase (OK). The remaining lines contain header fields. The Via, To, From, Call-ID, and CSeq header fields are copied from the INVITE request. (There are three Via header field values - one added by Alice's SIP phone, one added by the atlanta.com proxy, and one added by the biloxi.com proxy.) Bob's SIP phone has added a tag parameter to the To header field. This tag will be incorporated by both endpoints into the dialog and will be included in all future requests and responses in this call. The Contact header field contains a URI at which Bob can be directly reached at his SIP phone. The Content-Type and Content-Length refer to the message body (not shown) that contains Bob's SDP media information.

In addition to DNS and location service lookups shown in this example, proxy servers can make flexible "routing decisions" to decide where to send a request. For example, if Bob's SIP phone returned a 486 (Busy Here) response, the biloxi.com proxy server could proxy the INVITE to Bob's voicemail server. A proxy server can also send an INVITE to a number of locations at the same time. This type of parallel search is known as forking.

In this case, the 200 (OK) is routed back through the two proxies and is received by Alice's softphone, which then stops the ringback tone and indicates that the call has been answered. Finally, Alice's softphone sends an acknowledgement message, ACK, to Bob's SIP phone to confirm the reception of the final response (200 (OK)). In this example, the ACK is sent directly from Alice's softphone to Bob's SIP phone, bypassing the two proxies. This occurs because the endpoints have learned each other's address from the Contact header fields through the INVITE/200 (OK) exchange, which was not known when the initial INVITE was sent. The lookups performed by the two proxies are no longer needed, so the proxies drop out of the call flow. This completes the INVITE/200/ACK three-way handshake used to establish SIP sessions. Full details on session setup are in Section 13.

Alice and Bob's media session has now begun, and they send media packets using the format to which they agreed in the exchange of SDP. In general, the end-to-end media packets take a different path from the SIP signaling messages.

During the session, either Alice or Bob may decide to change the characteristics of the media session. This is accomplished by sending a re-INVITE containing a new media description. This re- INVITE references the existing dialog so that the other party knows that it is to modify an existing session instead of establishing a new session. The other party sends a 200 (OK) to accept the change. The requestor responds to the 200 (OK) with an ACK. If the other party does not accept the change, he sends an error response such as 488 (Not Acceptable Here), which also receives an ACK. However, the failure of the re-INVITE does not cause the existing call to fail - the session continues using the previously negotiated characteristics. Full details on session modification are in Section 14.

At the end of the call, Bob disconnects (hangs up) first and generates a BYE message. This BYE is routed directly to Alice's softphone, again bypassing the
proxies. Alice confirms receipt of the BYE with a 200 (OK) response, which terminates the session and the BYE transaction. No ACK is sent - an ACK is only sent in response to a response to an INVITE request. The reasons for this special handling for INVITE will be discussed later, but relate to the reliability mechanisms in SIP, the length of time it can take for a ringing phone to be answered, and forking. For this reason, request handling in SIP is often classified as either INVITE or non- INVITE, referring to all other methods besides INVITE. Full details on session termination are in Section 15.

Section 24.2 describes the messages shown in Figure 1 in full.

In some cases, it may be useful for proxies in the SIP signaling path to see all the messaging between the endpoints for the duration of the session. For example, if the biloxi.com proxy server wished to remain in the SIP messaging path beyond the initial INVITE, it would add to the INVITE a required routing header field known as Record-Route that contained a URI resolving to the hostname or IP address of the proxy. This information would be received by both Bob's SIP phone and (due to the Record-Route header field being passed back in the 200 (OK)) Alice's softphone and stored for the duration of the dialog. The biloxi.com proxy server would then receive and proxy the ACK, BYE, and 200 (OK) to the BYE. Each proxy can independently decide to receive subsequent messages, and those messages will pass through all proxies that elect to receive it. This capability is frequently used for proxies that are providing mid-call features.

Registration is another common operation in SIP. Registration is one way that the biloxi.com server can learn the current location of Bob. Upon initialization, and at periodic intervals, Bob's SIP phone sends REGISTER messages to a server in the biloxi.com domain known as a SIP registrar. The REGISTER messages associate Bob's SIP or SIPS URI (sip:bob@biloxi.com) with the machine into which he is currently logged (conveyed as a SIP or SIPS URI in the Contact header field). The registrar writes this association, also called a binding, to a database, called the location service, where it can be used by the proxy in the biloxi.com domain. Often, a registrar server for a domain is co-located with the proxy for that domain. It is an important concept that the distinction between types of SIP servers is logical, not physical.

Bob is not limited to registering from a single device. For example, both his SIP phone at home and the one in the office could send registrations. This information is stored together in the location service and allows a proxy to perform various types of searches to locate Bob. Similarly, more than one user can be registered on a single device at the same time.

The location service is just an abstract concept. It generally contains information that allows a proxy to input a URI and receive a set of zero or more URIs that tell the proxy where to send the request. Registrations are one way to create this information, but not the only way. Arbitrary mapping functions can be configured at the discretion of the administrator.

Finally, it is important to note that in SIP, registration is used for routing incoming SIP requests and has no role in authorizing outgoing requests. Authorization and authentication are handled in SIP either on a request-by-request basis with a challenge/response mechanism, or by using a lower layer scheme as discussed in Section 26.

The complete set of SIP message details for this registration example is in Section 24.1.

Additional operations in SIP, such as querying for the capabilities of a SIP server or client using OPTIONS, or canceling a pending request using CANCEL, will be introduced in later sections.

5. Structure of the Protocol

SIP is structured as a layered protocol, which means that its behavior is described in terms of a set of fairly independent processing stages with only a loose coupling between each stage. The protocol behavior is described as layers for the purpose of presentation, allowing the description of functions common across elements in a single section. It does not dictate an implementation in any way. When we say that an element "contains" a layer, we mean it is compliant to the set of rules defined by that layer.

Not every element specified by the protocol contains every layer. Furthermore, the elements specified by SIP are logical elements, not physical ones. A physical realization can choose to act as different logical elements, perhaps even on a transaction-by-transaction basis.

The lowest layer of SIP is its syntax and encoding. Its encoding is specified using an augmented Backus-Naur Form grammar (BNF). The complete BNF is specified in Section 25; an overview of a SIP message's structure can be found in Section 7.

The second layer is the transport layer. It defines how a client sends requests and receives responses and how a server receives requests and sends responses over the network. All SIP elements contain a transport layer. The transport layer is described in Section 18.

The third layer is the transaction layer. Transactions are a fundamental component of SIP. A transaction is a request sent by a client transaction (using the transport layer) to a server transaction, along with all responses to that request sent from the server transaction back to the client. The transaction layer handles application-layer retransmissions, matching of responses to requests, and application-layer timeouts. Any task that a user agent client (UAC) accomplishes takes place using a series of transactions. Discussion of transactions can be found in Section 17. User agents contain a transaction layer, as do stateful proxies. Stateless proxies do not contain a transaction layer. The transaction layer has a client component (referred to as a client transaction) and a server component (referred to as a server transaction), each of which are represented by a finite state machine that is constructed to process a particular request.

The layer above the transaction layer is called the transaction user (TU). Each of the SIP entities, except the stateless proxy, is a transaction user. When a TU wishes to send a request, it creates a client transaction instance and passes it the request along with the destination IP address, port, and transport to which to send the request. A TU that creates a client transaction can also cancel it. When a client cancels a transaction, it requests that the server stop further processing, revert to the state that existed before the transaction was initiated, and generate a specific error response to that transaction. This is done with a CANCEL request, which constitutes its own transaction, but references the transaction to be cancelled (Section 9).

The SIP elements, that is, user agent clients and servers, stateless and stateful proxies and registrars, contain a core that distinguishes them from each other. Cores, except for the stateless proxy, are transaction users. While the behavior of the UAC and UAS cores depends on the method, there are some common rules for all methods (Section 8). For a UAC, these rules govern the construction of a request; for a UAS, they govern the processing of a request and generating a response. Since registrations play an important role in SIP, a UAS that handles a REGISTER is given the special name registrar. Section 10 describes UAC and UAS core behavior for the REGISTER method. Section 11 describes UAC and UAS core behavior for the OPTIONS method, used for determining the capabilities of a UA.

Certain other requests are sent within a dialog. A dialog is a peer-to-peer SIP relationship between two user agents that persists for some time. The dialog facilitates sequencing of messages and proper routing of requests between the user agents. The INVITE method is the only way defined in this specification to establish a dialog. When a UAC sends a request that is within the context of a dialog, it follows the common UAC rules as discussed in Section 8 but also the rules for mid-dialog requests. Section 12 discusses dialogs and presents the procedures for their construction and maintenance, in addition to construction of requests within a dialog.

The most important method in SIP is the INVITE method, which is used to establish a session between participants. A session is a collection of participants, and streams of media between them, for the purposes of communication. Section 13 discusses how sessions are initiated, resulting in one or more SIP dialogs. Section 14 discusses how characteristics of that session are modified through the use of an INVITE request within a dialog. Finally, section 15 discusses how a session is terminated.

The procedures of Sections 8, 10, 11, 12, 13, 14, and 15 deal entirely with the UA core (Section 9 describes cancellation, which applies to both UA core and proxy core). Section 16 discusses the proxy element, which facilitates routing of messages between user agents.

6. Definitions

The following terms have special significance for SIP.

Address-of-Record: An address-of-record (AOR) is a SIP or SIPS URI that points to a domain with a location service that can map the URI to another URI where the user might be available. Typically, the location service is populated through registrations. An AOR is frequently thought of as the "public address" of the user.

Back-to-Back User Agent: A back-to-back user agent (B2BUA) is a logical entity that receives a request and processes it as a user agent server (UAS). In order to determine how the request should be answered, it acts as a user agent client (UAC) and generates requests. Unlike a proxy server, it maintains dialog state and must participate in all requests sent on the dialogs it has established. Since it is a concatenation of a UAC and UAS, no explicit definitions are needed for its behavior.

Call: A call is an informal term that refers to some communication between peers, generally set up for the purposes of a multimedia conversation.

Call Leg: Another name for a dialog [31]; no longer used in this specification.

Call Stateful: A proxy is call stateful if it retains state for a dialog from the initiating INVITE to the terminating BYE request. A call stateful proxy is always transaction stateful, but the converse is not necessarily true.

Client: A client is any network element that sends SIP requests and receives SIP responses. Clients may or may not interact directly with a human user. User agent clients and proxies are clients.

Conference: A multimedia session (see below) that contains multiple participants.

Core: Core designates the functions specific to a particular type of SIP entity, i.e., specific to either a stateful or stateless proxy, a user agent or registrar. All cores, except those for the stateless proxy, are transaction users.

Dialog: A dialog is a peer-to-peer SIP relationship between two UAs that persists for some time. A dialog is established by SIP messages, such as a 2xx response to an INVITE request. A dialog is identified by a call identifier, local tag, and a remote tag. A dialog was formerly known as a call leg in RFC 2543.

Downstream: A direction of message forwarding within a transaction that refers to the direction that requests flow from the user agent client to user agent server.

Final Response: A response that terminates a SIP transaction, as opposed to a provisional response that does not. All 2xx, 3xx, 4xx, 5xx and 6xx responses are final.

Header: A header is a component of a SIP message that conveys information about the message. It is structured as a sequence of header fields.

Header Field: A header field is a component of the SIP message header. A header field can appear as one or more header field rows. Header field rows consist of a header field name and zero or more header field values. Multiple header field values on a given header field row are separated by commas. Some header fields can only have a single header field value, and as a result, always appear as a single header field row.

Header Field Value: A header field value is a single value; a header field consists of zero or more header field values.

Home Domain: The domain providing service to a SIP user. Typically, this is the domain present in the URI in the address-of-record of a registration.

Informational Response: Same as a provisional response.

Initiator, Calling Party, Caller: The party initiating a session (and dialog) with an INVITE request. A caller retains this role from the time it sends the initial INVITE that established a dialog until the termination of that dialog.

Invitation: An INVITE request.

Invitee, Invited User, Called Party, Callee: The party that receives an INVITE request for the purpose of establishing a new session. A callee retains this role from the time it receives the INVITE until the termination of the dialog established by that INVITE.

Location Service: A location service is used by a SIP redirect or proxy server to obtain information about a callee's possible location(s). It contains a list of bindings of address-of-record keys to zero or more contact addresses. The bindings can be created and removed in many ways; this specification defines a REGISTER method that updates the bindings.

Loop: A request that arrives at a proxy, is forwarded, and later arrives back at the same proxy. When it arrives the second time, its Request-URI is identical to the first time, and other header fields that affect proxy operation are unchanged, so that the proxy would make the same processing decision on the request it made the first time. Looped requests are errors, and the procedures for detecting them and handling them are described by the protocol.

Loose Routing: A proxy is said to be loose routing if it follows the procedures defined in this specification for processing of the Route header field. These procedures separate the destination of the request (present in the Request-URI) from the set of proxies that need to be visited along the way (present in the Route header field). A proxy compliant to these mechanisms is also known as a loose router.

Message: Data sent between SIP elements as part of the protocol. SIP messages are either requests or responses.

Method: The method is the primary function that a request is meant to invoke on a server. The method is carried in the request message itself. Example methods are INVITE and BYE.

Outbound Proxy: A proxy that receives requests from a client, even though it may not be the server resolved by the Request-URI. Typically, a UA is manually configured with an outbound proxy, or can learn about one through auto-configuration protocols.

Parallel Search: In a parallel search, a proxy issues several requests to possible user locations upon receiving an incoming request. Rather than issuing one request and then waiting for the final response before issuing the next request as in a sequential search, a parallel search issues requests without waiting for the result of previous requests.

Provisional Response: A response used by the server to indicate progress, but that does not terminate a SIP transaction. 1xx responses are provisional, other responses are considered final.

Proxy, Proxy Server: An intermediary entity that acts as both a server and a client for the purpose of making requests on behalf of other clients. A proxy server primarily plays the role of routing, which means its job is to ensure that a request is sent to another entity "closer" to the targeted user. Proxies are also useful for enforcing policy (for example, making sure a user is allowed to make a call). A proxy interprets, and, if necessary, rewrites specific parts of a request message before forwarding it.

Recursion: A client recurses on a 3xx response when it generates a new request to one or more of the URIs in the Contact header field in the response.

Redirect Server: A redirect server is a user agent server that generates 3xx responses to requests it receives, directing the client to contact an alternate set of URIs.

Registrar: A registrar is a server that accepts REGISTER requests and places the information it receives in those requests into the location service for the domain it handles.

Regular Transaction: A regular transaction is any transaction with a method other than INVITE, ACK, or CANCEL.

Request: A SIP message sent from a client to a server, for the purpose of invoking a particular operation.

Response: A SIP message sent from a server to a client, for indicating the status of a request sent from the client to the server.

Ringback: Ringback is the signaling tone produced by the calling party's application indicating that a called party is being alerted (ringing).

Route Set: A route set is a collection of ordered SIP or SIPS URI which represent a list of proxies that must be traversed when sending a particular request. A route set can be learned, through headers like Record-Route, or it can be configured.

Server: A server is a network element that receives requests in order to service them and sends back responses to those requests. Examples of servers are proxies, user agent servers, redirect servers, and registrars.

Sequential Search: In a sequential search, a proxy server attempts each contact address in sequence, proceeding to the next one only after the previous has generated a final response. A 2xx or 6xx class final response always terminates a sequential search.

Session: From the SDP specification: "A multimedia session is a set of multimedia senders and receivers and the data streams flowing from senders to receivers. A multimedia conference is an example of a multimedia session." (RFC 2327 [1]) (A session as defined for SDP can comprise one or more RTP sessions.) As defined, a callee can be invited several times, by different calls, to the same session. If SDP is used, a session is defined by the concatenation of the SDP user name, session id, network type, address type, and address elements in the origin field.

SIP Transaction: A SIP transaction occurs between a client and a server and comprises all messages from the first request sent from the client to the server up to a final (non-1xx) response sent from the server to the client. If the request is INVITE and the final response is a non-2xx, the transaction also includes an ACK to the response. The ACK for a 2xx response to an INVITE request is a separate transaction.

Spiral: A spiral is a SIP request that is routed to a proxy, forwarded onwards, and arrives once again at that proxy, but this time differs in a way that will result in a different processing decision than the original request. Typically, this means that the request's Request-URI differs from its previous arrival. A spiral is not an error condition, unlike a loop. A typical cause for this is call forwarding. A user calls joe@example.com. The example.com proxy forwards it to Joe's PC, which in turn, forwards it to bob@example.com. This request is proxied back to the example.com proxy. However, this is not a loop. Since the request is targeted at a different user, it is considered a spiral, and is a valid condition.

Stateful Proxy: A logical entity that maintains the client and server transaction state machines defined by this specification during the processing of a request, also known as a transaction stateful proxy. The behavior of a stateful proxy is further defined in Section 16. A (transaction) stateful proxy is not the same as a call stateful proxy.

Stateless Proxy: A logical entity that does not maintain the client or server transaction state machines defined in this specification when it processes requests. A stateless proxy forwards every request it receives downstream and every response it receives upstream.

Strict Routing: A proxy is said to be strict routing if it follows the Route processing rules of RFC 2543 and many prior work in progress versions of this RFC. That rule caused proxies to destroy the contents of the Request-URI when a Route header field was present. Strict routing behavior is not used in this specification, in favor of a loose routing behavior. Proxies that perform strict routing are also known as strict routers.

Target Refresh Request: A target refresh request sent within a dialog is defined as a request that can modify the remote target of the dialog.

Transaction User (TU): The layer of protocol processing that resides above the transaction layer. Transaction users include the UAC core, UAS core, and proxy core.

Upstream: A direction of message forwarding within a transaction that refers to the direction that responses flow from the user agent server back to the user agent client.

URL-encoded: A character string encoded according to RFC 2396, Section 2.4 [5].

User Agent Client (UAC): A user agent client is a logical entity that creates a new request, and then uses the client transaction state machinery to send it. The role of UAC lasts only for the duration of that transaction. In other words, if a piece of software initiates a request, it acts as a UAC for the duration of that transaction. If it receives a request later, it assumes the role of a user agent server for the processing of that transaction.

UAC Core: The set of processing functions required of a UAC that reside above the transaction and transport layers.

User Agent Server (UAS): A user agent server is a logical entity that generates a response to a SIP request. The response accepts, rejects, or redirects the request. This role lasts only for the duration of that transaction. In other words, if a piece of software responds to a request, it acts as a UAS for the duration of that transaction. If it generates a request later, it assumes the role of a user agent client for the processing of that transaction.

UAS Core: The set of processing functions required at a UAS that resides above the transaction and transport layers.

User Agent (UA): A logical entity that can act as both a user agent client and user agent server.

The role of UAC and UAS, as well as proxy and redirect servers, are defined on a transaction-by-transaction basis. For example, the user agent initiating a call acts as a UAC when sending the initial INVITE request and as a UAS when receiving a BYE request from the callee. Similarly, the same software can act as a proxy server for one request and as a redirect server for the next request.

Proxy, location, and registrar servers defined above are logical entities; implementations MAY combine them into a single application.

7. SIP Messages

SIP is a text-based protocol and uses the UTF-8 charset (RFC 2279 [7]).

A SIP message is either a request from a client to a server, or a response from a server to a client.

Both Request (section 7.1) and Response (section 7.2) messages use the basic format of RFC 2822 [3], even though the syntax differs in character set and syntax specifics. (SIP allows header fields that would not be valid RFC 2822 header fields, for example.) Both types of messages consist of a start-line, one or more header fields, an empty line indicating the end of the header fields, and an optional message-body.

generic-message = start-line
*message-header
CRLF
[ message-body ]
start-line = Request-Line / Status-Line

The start-line, each message-header line, and the empty line MUST be terminated by a carriage-return line-feed sequence (CRLF). Note that the empty line MUST be present even if the message-body is not.

Except for the above difference in character sets, much of SIP's message and header field syntax is identical to HTTP/1.1. Rather than repeating the syntax and semantics here, we use [HX.Y] to refer to Section X.Y of the current HTTP/1.1 specification (RFC 2616 [8]).

However, SIP is not an extension of HTTP.

7.1 Requests

SIP requests are distinguished by having a Request-Line for a start-line. A Request-Line contains a method name, a Request-URI, and the protocol version separated by a single space (SP) character.

The Request-Line ends with CRLF. No CR or LF are allowed except in the end-of-line CRLF sequence. No linear whitespace (LWS) is allowed in any of the elements.

Request-Line = Method SP Request-URI SP SIP-Version CRLF

Method: This specification defines six methods: REGISTER for registering contact information, INVITE, ACK, and CANCEL for setting up sessions, BYE for terminating sessions, and OPTIONS for querying servers about their capabilities. SIP extensions, documented in standards track RFCs, may define additional methods.

Request-URI: The Request-URI is a SIP or SIPS URI as described in Section 19.1 or a general URI (RFC 2396 [5]). It indicates the user or service to which this request is being addressed. The Request-URI MUST NOT contain unescaped spaces or control characters and MUST NOT be enclosed in "<>".

SIP elements MAY support Request-URIs with schemes other than "sip" and "sips", for example the "tel" URI scheme of RFC 2806 [9]. SIP elements MAY translate non-SIP URIs using any mechanism at their disposal, resulting in SIP URI, SIPS URI, or some other scheme.

SIP-Version: Both request and response messages include the version of SIP in use, and follow [H3.1] (with HTTP replaced by SIP, and HTTP/1.1 replaced by SIP/2.0) regarding version ordering, compliance requirements, and upgrading of version numbers. To be compliant with this specification, applications sending SIP messages MUST include a SIP-Version of "SIP/2.0". The SIP-Version string is case-insensitive, but implementations MUST send upper-case.

Unlike HTTP/1.1, SIP treats the version number as a literal string. In practice, this should make no difference.

7.2 Responses

SIP responses are distinguished from requests by having a Status-Line as their start-line. A Status-Line consists of the protocol version followed by a numeric Status-Code and its associated textual phrase, with each element separated by a single SP character.

No CR or LF is allowed except in the final CRLF sequence.

Status-Line = SIP-Version SP Status-Code SP Reason-Phrase CRLF

The Status-Code is a 3-digit integer result code that indicates the outcome of an attempt to understand and satisfy a request. The Reason-Phrase is intended to give a short textual description of the Status-Code. The Status-Code is intended for use by automata, whereas the Reason-Phrase is intended for the human user. A client is not required to examine or display the Reason-Phrase.

While this specification suggests specific wording for the reason phrase, implementations MAY choose other text, for example, in the language indicated in the Accept-Language header field of the request.

The first digit of the Status-Code defines the class of response. The last two digits do not have any categorization role. For this reason, any response with a status code between 100 and 199 is referred to as a "1xx response", any response with a status code between 200 and 299 as a "2xx response", and so on. SIP/2.0 allows six values for the first digit:

1xx: Provisional -- request received, continuing to process the request;

2xx: Success -- the action was successfully received, understood, and accepted;

3xx: Redirection -- further action needs to be taken in order to complete the request;

4xx: Client Error -- the request contains bad syntax or cannot be fulfilled at this server;

5xx: Server Error -- the server failed to fulfill an apparently valid request;

6xx: Global Failure -- the request cannot be fulfilled at any server.

Section 21 defines these classes and describes the individual codes.

7.3 Header Fields

SIP header fields are similar to HTTP header fields in both syntax and semantics. In particular, SIP header fields follow the [H4.2] definitions of syntax for the message-header and the rules for extending header fields over multiple lines. However, the latter is specified in HTTP with implicit whitespace and folding. This specification conforms to RFC 2234 [10] and uses only explicit whitespace and folding as an integral part of the grammar.

[H4.2] also specifies that multiple header fields of the same field name whose value is a comma-separated list can be combined into one header field. That applies to SIP as well, but the specific rule is different because of the different grammars. Specifically, any SIP header whose grammar is of the form

header = "header-name" HCOLON header-value *(COMMA header-value)

allows for combining header fields of the same name into a comma-separated list. The Contact header field allows a comma-separated list unless the header field value is "*".

7.3.1 Header Field Format

Header fields follow the same generic header format as that given in Section 2.2 of RFC 2822 [3]. Each header field consists of a field name followed by a colon (":") and the field value.

field-name: field-value

The formal grammar for a message-header specified in Section 25 allows for an arbitrary amount of whitespace on either side of the colon; however, implementations should avoid spaces between the field name and the colon and use a single space (SP) between the colon and the field-value.

Subject: lunch
Subject : lunch
Subject :lunch
Subject: lunch

Thus, the above are all valid and equivalent, but the last is the preferred form.

Header fields can be extended over multiple lines by preceding each extra line with at least one SP or horizontal tab (HT). The line break and the whitespace at the beginning of the next line are treated as a single SP character. Thus, the following are equivalent:

Subject: I know you're there, pick up the phone and talk to me!
Subject: I know you're there,
pick up the phone
and talk to me!

The relative order of header fields with different field names is not significant. However, it is RECOMMENDED that header fields which are needed for proxy processing (Via, Route, Record-Route, Proxy-Require, Max-Forwards, and Proxy-Authorization, for example) appear towards the top of the message to facilitate rapid parsing. The relative order of header field rows with the same field name is important. Multiple header field rows with the same field-name MAY be present in a message if and only if the entire field-value for that header field is defined as a comma-separated list (that is, if follows the grammar defined in Section 7.3). It MUST be possible to combine the multiple header field rows into one "field-name: field-value" pair, without changing the semantics of the message, by appending each subsequent field-value to the first, each separated by a comma. The exceptions to this rule are the WWW-Authenticate, Authorization, Proxy-Authenticate, and Proxy-Authorization header fields. Multiple header field rows with these names MAY be present in a message, but since their grammar does not follow the general form listed in Section 7.3, they MUST NOT be combined into a single header field row.

Implementations MUST be able to process multiple header field rows with the same name in any combination of the single-value-per-line or comma-separated value forms.

The following groups of header field rows are valid and equivalent:

Route: <sip:alice@atlanta.com>
Subject: Lunch
Route: <sip:bob@biloxi.com>
Route: <sip:carol@chicago.com>

Route: <sip:alice@atlanta.com>, <sip:bob@biloxi.com>
Route: <sip:carol@chicago.com>
Subject: Lunch

Subject: Lunch
Route: <sip:alice@atlanta.com>, <sip:bob@biloxi.com>,
<sip:carol@chicago.com>

Each of the following blocks is valid but not equivalent to the others:

Route: <sip:alice@atlanta.com>
Route: <sip:bob@biloxi.com>
Route: <sip:carol@chicago.com>

Route: <sip:bob@biloxi.com>
Route: <sip:alice@atlanta.com>
Route: <sip:carol@chicago.com>

Route: <sip:alice@atlanta.com>,<sip:carol@chicago.com>,
<sip:bob@biloxi.com>

The format of a header field-value is defined per header-name. It will always be either an opaque sequence of TEXT-UTF8 octets, or a combination of whitespace, tokens, separators, and quoted strings. Many existing header fields will adhere to the general form of a value followed by a semi-colon separated sequence of parameter-name, parameter-value pairs:

field-name: field-value *(;parameter-name=parameter-value)

Even though an arbitrary number of parameter pairs may be attached to a header field value, any given parameter-name MUST NOT appear more than once.

When comparing header fields, field names are always case-insensitive. Unless otherwise stated in the definition of a particular header field, field values, parameter names, and parameter values are case-insensitive. Tokens are always case-insensitive. Unless specified otherwise, values expressed as quoted strings are case-sensitive. For example,

Contact: <sip:alice@atlanta.com>;expires=3600

is equivalent to

CONTACT: <sip:alice@atlanta.com>;ExPiReS=3600

and

Content-Disposition: session;handling=optional

is equivalent to

content-disposition: Session;HANDLING=OPTIONAL

The following two header fields are not equivalent:

Warning: 370 devnull "Choose a bigger pipe"
Warning: 370 devnull "CHOOSE A BIGGER PIPE"

7.3.2 Header Field Classification

Some header fields only make sense in requests or responses. These are called request header fields and response header fields, respectively. If a header field appears in a message not matching its category (such as a request header field in a response), it MUST be ignored. Section 20 defines the classification of each header field.

7.3.3 Compact Form

SIP provides a mechanism to represent common header field names in an abbreviated form. This may be useful when messages would otherwise become too large to be carried on the transport available to it (exceeding the maximum transmission unit (MTU) when using UDP, for example). These compact forms are defined in Section 20. A compact form MAY be substituted for the longer form of a header field name at any time without changing the semantics of the message. A header field name MAY appear in both long and short forms within the same message. Implementations MUST accept both the long and short forms of each header name.

7.4 Bodies

Requests, including new requests defined in extensions to this specification, MAY contain message bodies unless otherwise noted. The interpretation of the body depends on the request method.

For response messages, the request method and the response status code determine the type and interpretation of any message body. All responses MAY include a body.

7.4.1 Message Body Type

The Internet media type of the message body MUST be given by the Content-Type header field. If the body has undergone any encoding such as compression, then this MUST be indicated by the Content-Encoding header field; otherwise, Content-Encoding MUST be omitted. If applicable, the character set of the message body is indicated as part of the Content-Type header-field value.

The "multipart" MIME type defined in RFC 2046 [11] MAY be used within the body of the message. Implementations that send requests containing multipart message bodies MUST send a session description as a non-multipart message body if the remote implementation requests this through an Accept header field that does not contain multipart.

SIP messages MAY contain binary bodies or body parts. When no explicit charset parameter is provided by the sender, media subtypes of the "text" type are defined to have a default charset value of "UTF-8".

7.4.2 Message Body Length

The body length in bytes is provided by the Content-Length header field. Section 20.14 describes the necessary contents of this header field in detail.

The "chunked" transfer encoding of HTTP/1.1 MUST NOT be used for SIP. (Note: The chunked encoding modifies the body of a message in order to transfer it as a series of chunks, each with its own size indicator.)

7.5 Framing SIP Messages

Unlike HTTP, SIP implementations can use UDP or other unreliable datagram protocols. Each such datagram carries one request or response. See Section 18 on constraints on usage of unreliable transports.

Implementations processing SIP messages over stream-oriented transports MUST ignore any CRLF appearing before the start-line [H4.1].

The Content-Length header field value is used to locate the end of each SIP message in a stream. It will always be present when SIP messages are sent over stream-oriented transports.

8. General User Agent Behavior

A user agent represents an end system. It contains a user agent client (UAC), which generates requests, and a user agent server (UAS), which responds to them. A UAC is capable of generating a request based on some external stimulus (the user clicking a button, or a signal on a PSTN line) and processing a response. A UAS is capable of receiving a request and generating a response based on user input, external stimulus, the result of a program execution, or some other mechanism.

When a UAC sends a request, the request passes through some number of proxy servers, which forward the request towards the UAS. When the UAS generates a response, the response is forwarded towards the UAC.

UAC and UAS procedures depend strongly on two factors. First, based on whether the request or response is inside or outside of a dialog, and second, based on the method of a request. Dialogs are discussed thoroughly in Section 12; they represent a peer-to-peer relationship between user agents and are established by specific SIP methods, such as INVITE.

In this section, we discuss the method-independent rules for UAC and UAS behavior when processing requests that are outside of a dialog. This includes, of course, the requests which themselves establish a dialog.

Security procedures for requests and responses outside of a dialog are described in Section 26. Specifically, mechanisms exist for the UAS and UAC to mutually authenticate. A limited set of privacy features are also supported through encryption of bodies using S/MIME.

8.1 UAC Behavior

This section covers UAC behavior outside of a dialog.

8.1.1 Generating the Request

A valid SIP request formulated by a UAC MUST, at a minimum, contain the following header fields: To, From, CSeq, Call-ID, Max-Forwards, and Via; all of these header fields are mandatory in all SIP requests. These six header fields are the fundamental building blocks of a SIP message, as they jointly provide for most of the critical message routing services including the addressing of messages, the routing of responses, limiting message propagation, ordering of messages, and the unique identification of transactions. These header fields are in addition to the mandatory request line, which contains the method, Request-URI, and SIP version.

Examples of requests sent outside of a dialog include an INVITE to establish a session (Section 13) and an OPTIONS to query for capabilities (Section 11).

8.1.1.1 Request-URI

The initial Request-URI of the message SHOULD be set to the value of the URI in the To field. One notable exception is the REGISTER method; behavior for setting the Request-URI of REGISTER is given in Section 10. It may also be undesirable for privacy reasons or convenience to set these fields to the same value (especially if the originating UA expects that the Request-URI will be changed during transit).

In some special circumstances, the presence of a pre-existing route set can affect the Request-URI of the message. A pre-existing route set is an ordered set of URIs that identify a chain of servers, to which a UAC will send outgoing requests that are outside of a dialog. Commonly, they are configured on the UA by a user or service provider manually, or through some other non-SIP mechanism. When a provider wishes to configure a UA with an outbound proxy, it is RECOMMENDED that this be done by providing it with a pre-existing route set with a single URI, that of the outbound proxy.

When a pre-existing route set is present, the procedures for populating the Request-URI and Route header field detailed in Section 12.2.1.1 MUST be followed (even though there is no dialog), using the desired Request-URI as the remote target URI.

8.1.1.2 To

The To header field first and foremost specifies the desired "logical" recipient of the request, or the address-of-record of the user or resource that is the target of this request. This may or may not be the ultimate recipient of the request. The To header field MAY contain a SIP or SIPS URI, but it may also make use of other URI schemes (the tel URL (RFC 2806 [9]), for example) when appropriate. All SIP implementations MUST support the SIP URI scheme. Any implementation that supports TLS MUST support the SIPS URI scheme. The To header field allows for a display name.

A UAC may learn how to populate the To header field for a particular request in a number of ways. Usually the user will suggest the To header field through a human interface, perhaps inputting the URI manually or selecting it from some sort of address book. Frequently, the user will not enter a complete URI, but rather a string of digits or letters (for example, "bob"). It is at the discretion of the UA to choose how to interpret this input. Using the string to form the user part of a SIP URI implies that the UA wishes the name to be resolved in the domain to the right-hand side (RHS) of the at-sign in the SIP URI (for instance, sip:bob@example.com). Using the string to form the user part of a SIPS URI implies that the UA wishes to communicate securely, and that the name is to be resolved in the domain to the RHS of the at-sign. The RHS will frequently be the home domain of the requestor, which allows for the home domain to process the outgoing request. This is useful for features like "speed dial" that require interpretation of the user part in the home domain. The tel URL may be used when the UA does not wish to specify the domain that should interpret a telephone number that has been input by the user. Rather, each domain through which the request passes would be given that opportunity. As an example, a user in an airport might log in and send requests through an outbound proxy in the airport. If they enter "411" (this is the phone number for local directory assistance in the United States), that needs to be interpreted and processed by the outbound proxy in the airport, not the user's home domain. In this case, tel:411 would be the right choice.

A request outside of a dialog MUST NOT contain a To tag; the tag in the To field of a request identifies the peer of the dialog. Since no dialog is established, no tag is present.

For further information on the To header field, see Section 20.39. The following is an example of a valid To header field:

To: Carol <sip:carol@chicago.com>

8.1.1.3 From

The From header field indicates the logical identity of the initiator of the request, possibly the user's address-of-record. Like the To header field, it contains a URI and optionally a display name. It is used by SIP elements to determine which processing rules to apply to a request (for example, automatic call rejection). As such, it is very important that the From URI not contain IP addresses or the FQDN of the host on which the UA is running, since these are not logical names.

The From header field allows for a display name. A UAC SHOULD use the display name "Anonymous", along with a syntactically correct, but otherwise meaningless URI (like sip:thisis@anonymous.invalid), if the identity of the client is to remain hidden.

Usually, the value that populates the From header field in requests generated by a particular UA is pre-provisioned by the user or by the administrators of the user's local domain. If a particular UA is used by multiple users, it might have switchable profiles that include a URI corresponding to the identity of the profiled user. Recipients of requests can authenticate the originator of a request in order to ascertain that they are who their From header field claims they are (see Section 22 for more on authentication).

The From field MUST contain a new "tag" parameter, chosen by the UAC. See Section 19.3 for details on choosing a tag.

For further information on the From header field, see Section 20.20.
Examples:

From: "Bob" <sips:bob@biloxi.com> ;tag=a48s
From: sip:+12125551212@phone2net.com;tag=887s
From: Anonymous <sip:c8oqz84zk7z@privacy.org>;tag=hyh8

8.1.1.4 Call-ID

The Call-ID header field acts as a unique identifier to group together a series of messages. It MUST be the same for all requests and responses sent by either UA in a dialog. It SHOULD be the same in each registration from a UA.

In a new request created by a UAC outside of any dialog, the Call-ID header field MUST be selected by the UAC as a globally unique identifier over space and time unless overridden by method-specific behavior. All SIP UAs must have a means to guarantee that the Call-ID header fields they produce will not be inadvertently generated by any other UA. Note that when requests are retried after certain failure responses that solicit an amendment to a request (for example, a challenge for authentication), these retried requests are not considered new requests, and therefore do not need new Call-ID header fields; see Section 8.1.3.5.

Use of cryptographically random identifiers (RFC 1750 [12]) in the generation of Call-IDs is RECOMMENDED. Implementations MAY use the form "localid@host". Call-IDs are case-sensitive and are simply compared byte-by-byte.

Using cryptographically random identifiers provides some protection against session hijacking and reduces the likelihood of unintentional Call-ID collisions.

No provisioning or human interface is required for the selection of the Call-ID header field value for a request.

For further information on the Call-ID header field, see Section 20.8.

Example:

Call-ID: f81d4fae-7dec-11d0-a765-00a0c91e6bf6@foo.bar.com

8.1.1.5 CSeq

The CSeq header field serves as a way to identify and order transactions. It consists of a sequence number and a method. The method MUST match that of the request. For non-REGISTER requests outside of a dialog, the sequence number value is arbitrary. The sequence number value MUST be expressible as a 32-bit unsigned integer and MUST be less than 2**31. As long as it follows the above guidelines, a client may use any mechanism it would like to select CSeq header field values.

Section 12.2.1.1 discusses construction of the CSeq for requests within a dialog.

Example:

CSeq: 4711 INVITE

8.1.1.6 Max-Forwards

The Max-Forwards header field serves to limit the number of hops a request can transit on the way to its destination. It consists of an integer that is decremented by one at each hop. If the Max-Forwards value reaches 0 before the request reaches its destination, it will be rejected with a 483(Too Many Hops) error response.

A UAC MUST insert a Max-Forwards header field into each request it originates with a value that SHOULD be 70. This number was chosen to be sufficiently large to guarantee that a request would not be dropped in any SIP network when there were no loops, but not so large as to consume proxy resources when a loop does occur. Lower values should be used with caution and only in networks where topologies are known by the UA.

8.1.1.7 Via

The Via header field indicates the transport used for the transaction and identifies the location where the response is to be sent. A Via header field value is added only after the transport that will be used to reach the next hop has been selected (which may involve the usage of the procedures in [4]).

When the UAC creates a request, it MUST insert a Via into that request. The protocol name and protocol version in the header field MUST be SIP and 2.0, respectively. The Via header field value MUST contain a branch parameter. This parameter is used to identify the transaction created by that request. This parameter is used by both the client and the server.

The branch parameter value MUST be unique across space and time for all requests sent by the UA. The exceptions to this rule are CANCEL and ACK for non-2xx responses. As discussed below, a CANCEL request will have the same value of the branch parameter as the request it cancels. As discussed in Section 17.1.1.3, an ACK for a non-2xx response will also have the same branch ID as the INVITE whose response it acknowledges.

The uniqueness property of the branch ID parameter, to facilitate its use as a transaction ID, was not part of RFC 2543.

The branch ID inserted by an element compliant with this specification MUST always begin with the characters "z9hG4bK". These 7 characters are used as a magic cookie (7 is deemed sufficient to ensure that an older RFC 2543 implementation would not pick such a value), so that servers receiving the request can determine that the branch ID was constructed in the fashion described by this specification (that is, globally unique). Beyond this requirement, the precise format of the branch token is implementation-defined.

The Via header maddr, ttl, and sent-by components will be set when the request is processed by the transport layer (Section 18).

Via processing for proxies is described in Section 16.6 Item 8 and Section 16.7 Item 3.

8.1.1.8 Contact

The Contact header field provides a SIP or SIPS URI that can be used to contact that specific instance of the UA for subsequent requests. The Contact header field MUST be present and contain exactly one SIP or SIPS URI in any request that can result in the establishment of a dialog. For the methods defined in this specification, that includes only the INVITE request. For these requests, the scope of the Contact is global. That is, the Contact header field value contains the URI at which the UA would like to receive requests, and this URI MUST be valid even if used in subsequent requests outside of any dialogs.

If the Request-URI or top Route header field value contains a SIPS URI, the Contact header field MUST contain a SIPS URI as well.

For further information on the Contact header field, see Section 20.10.

8.1.1.9 Supported and Require

If the UAC supports extensions to SIP that can be applied by the server to the response, the UAC SHOULD include a Supported header field in the request listing the option tags (Section 19.2) for those extensions.

The option tags listed MUST only refer to extensions defined in standards-track RFCs. This is to prevent servers from insisting that clients implement non-standard, vendor-defined features in order to receive service. Extensions defined by experimental and informational RFCs are explicitly excluded from usage with the Supported header field in a request, since they too are often used to document vendor-defined extensions.

If the UAC wishes to insist that a UAS understand an extension that the UAC will apply to the request in order to process the request, it MUST insert a Require header field into the request listing the option tag for that extension. If the UAC wishes to apply an extension to the request and insist that any proxies that are traversed understand that extension, it MUST insert a Proxy-Require header field into the request listing the option tag for that extension.

As with the Supported header field, the option tags in the Require and Proxy-Require header fields MUST only refer to extensions defined in standards-track RFCs.

8.1.1.10 Additional Message Components

After a new request has been created, and the header fields described above have been properly constructed, any additional optional header fields are added, as are any header fields specific to the method.

SIP requests MAY contain a MIME-encoded message-body. Regardless of the type of body that a request contains, certain header fields must be formulated to characterize the contents of the body. For further information on these header fields, see Sections 20.11 through 20.15.

8.1.2 Sending the Request

The destination for the request is then computed. Unless there is local policy specifying otherwise, the destination MUST be determined by applying the DNS procedures described in [4] as follows. If the first element in the route set indicated a strict router (resulting in forming the request as described in Section 12.2.1.1), the procedures MUST be applied to the Request-URI of the request. Otherwise, the procedures are applied to the first Route header field value in the request (if one exists), or to the request's Request-URI if there is no Route header field present. These procedures yield an ordered set of address, port, and transports to attempt. Independent of which URI is used as input to the procedures of [4], if the Request-URI specifies a SIPS resource, the UAC MUST follow the procedures of [4] as if the input URI were a SIPS URI.

Local policy MAY specify an alternate set of destinations to attempt. If the Request-URI contains a SIPS URI, any alternate destinations MUST be contacted with TLS. Beyond that, there are no restrictions on the alternate destinations if the request contains no Route header field. This provides a simple alternative to a pre-existing route set as a way to specify an outbound proxy. However, that approach for configuring an outbound proxy is NOT RECOMMENDED; a pre-existing route set with a single URI SHOULD be used instead. If the request contains a Route header field, the request SHOULD be sent to the locations derived from its topmost value, but MAY be sent to any server that the UA is certain will honor the Route and Request-URI policies specified in this document (as opposed to those in RFC 2543). In particular, a UAC configured with an outbound proxy SHOULD attempt to send the request to the location indicated in the first Route header field value instead of adopting the policy of sending all messages to the outbound proxy.

This ensures that outbound proxies that do not add Record-Route header field values will drop out of the path of subsequent requests. It allows endpoints that cannot resolve the first Route URI to delegate that task to an outbound proxy.

The UAC SHOULD follow the procedures defined in [4] for stateful elements, trying each address until a server is contacted. Each try constitutes a new transaction, and therefore each carries a different topmost Via header field value with a new branch parameter. Furthermore, the transport value in the Via header field is set to whatever transport was determined for the target server.

8.1.3 Processing Responses

Responses are first processed by the transport layer and then passed up to the transaction layer. The transaction layer performs its processing and then passes the response up to the TU. The majority of response processing in the TU is method specific. However, there are some general behaviors independent of the method.

8.1.3.1 Transaction Layer Errors

In some cases, the response returned by the transaction layer will not be a SIP message, but rather a transaction layer error. When a timeout error is received from the transaction layer, it MUST be treated as if a 408 (Request Timeout) status code has been received. If a fatal transport error is reported by the transport layer (generally, due to fatal ICMP errors in UDP or connection failures in TCP), the condition MUST be treated as a 503 (Service Unavailable) status code.

8.1.3.2 Unrecognized Responses

A UAC MUST treat any final response it does not recognize as being equivalent to the x00 response code of that class, and MUST be able to process the x00 response code for all classes. For example, if a UAC receives an unrecognized response code of 431, it can safely assume that there was something wrong with its request and treat the response as if it had received a 400 (Bad Request) response code. A UAC MUST treat any provisional response different than 100 that it does not recognize as 183 (Session Progress). A UAC MUST be able to process 100 and 183 responses.

8.1.3.3 Vias

If more than one Via header field value is present in a response, the UAC SHOULD discard the message.

The presence of additional Via header field values that precede the originator of the request suggests that the message was misrouted or possibly corrupted.

8.1.3.4 Processing 3xx Responses

Upon receipt of a redirection response (for example, a 301 response status code), clients SHOULD use the URI(s) in the Contact header field to formulate one or more new requests based on the redirected request. This process is similar to that of a proxy recursing on a 3xx class response as detailed in Sections 16.5 and 16.6. A client starts with an initial target set containing exactly one URI, the Request-URI of the original request. If a client wishes to formulate new requests based on a 3xx class response to that request, it places the URIs to try into the target set. Subject to the restrictions in this specification, a client can choose which Contact URIs it places into the target set. As with proxy recursion, a client processing 3xx class responses MUST NOT add any given URI to the target set more than once. If the original request had a SIPS URI in the Request-URI, the client MAY choose to recurse to a non-SIPS URI, but SHOULD inform the user of the redirection to an insecure URI.

Any new request may receive 3xx responses themselves containing the original URI as a contact. Two locations can be configured to redirect to each other. Placing any given URI in the target set only once prevents infinite redirection loops.

As the target set grows, the client MAY generate new requests to the URIs in any order. A common mechanism is to order the set by the "q" parameter value from the Contact header field value. Requests to the URIs MAY be generated serially or in parallel. One approach is to process groups of decreasing q-values serially and process the URIs in each q-value group in parallel. Another is to perform only serial processing in decreasing q-value order, arbitrarily choosing between contacts of equal q-value.

If contacting an address in the list results in a failure, as defined in the next paragraph, the element moves to the next address in the list, until the list is exhausted. If the list is exhausted, then the request has failed.

Failures SHOULD be detected through failure response codes (codes greater than 399); for network errors the client transaction will report any transport layer failures to the transaction user. Note that some response codes (detailed in 8.1.3.5) indicate that the request can be retried; requests that are reattempted should not be considered failures.

When a failure for a particular contact address is received, the client SHOULD try the next contact address. This will involve creating a new client transaction to deliver a new request.

In order to create a request based on a contact address in a 3xx response, a UAC MUST copy the entire URI from the target set into the Request-URI, except for the "method-param" and "header" URI parameters (see Section 19.1.1 for a definition of these parameters). It uses the "header" parameters to create header field values for the new request, overwriting header field values associated with the redirected request in accordance with the guidelines in Section 19.1.5.

Note that in some instances, header fields that have been communicated in the contact address may instead append to existing request header fields in the original redirected request. As a general rule, if the header field can accept a comma-separated list of values, then the new header field value MAY be appended to any existing values in the original redirected request. If the header field does not accept multiple values, the value in the original redirected request MAY be overwritten by the header field value communicated in the contact address. For example, if a contact address is returned with the following value:

sip:user@host?Subject=foo&Call-Info=<http://www.foo.com>

Then any Subject header field in the original redirected request is overwritten, but the HTTP URL is merely appended to any existing Call-Info header field values.

It is RECOMMENDED that the UAC reuse the same To, From, and Call-ID used in the original redirected request, but the UAC MAY also choose to update the Call-ID header field value for new requests, for example.

Finally, once the new request has been constructed, it is sent using a new client transaction, and therefore MUST have a new branch ID in the top Via field as discussed in Section 8.1.1.7.

In all other respects, requests sent upon receipt of a redirect response SHOULD re-use the header fields and bodies of the original request.

In some instances, Contact header field values may be cached at UAC temporarily or permanently depending on the status code received and the presence of an expiration interval; see Sections 21.3.2 and 21.3.3.

8.1.3.5 Processing 4xx Responses

Certain 4xx response codes require specific UA processing, independent of the method.

If a 401 (Unauthorized) or 407 (Proxy Authentication Required) response is received, the UAC SHOULD follow the authorization procedures of Section 22.2 and Section 22.3 to retry the request with credentials.

If a 413 (Request Entity Too Large) response is received (Section 21.4.11), the request contained a body that was longer than the UAS was willing to accept. If possible, the UAC SHOULD retry the request, either omitting the body or using one of a smaller length.

If a 415 (Unsupported Media Type) response is received (Section 21.4.13), the request contained media types not supported by the UAS. The UAC SHOULD retry sending the request, this time only using content with types listed in the Accept header field in the response, with encodings listed in the Accept-Encoding header field in the response, and with languages listed in the Accept-Language in the response.

If a 416 (Unsupported URI Scheme) response is received (Section 21.4.14), the Request-URI used a URI scheme not supported by the server. The client SHOULD retry the request, this time, using a SIP URI.

If a 420 (Bad Extension) response is received (Section 21.4.15), the request contained a Require or Proxy-Require header field listing an option-tag for a feature not supported by a proxy or UAS. The UAC SHOULD retry the request, this time omitting any extensions listed in the Unsupported header field in the response.

In all of the above cases, the request is retried by creating a new request with the appropriate modifications. This new request constitutes a new transaction and SHOULD have the same value of the Call-ID, To, and From of the previous request, but the CSeq should contain a new sequence number that is one higher than the previous.

With other 4xx responses, including those yet to be defined, a retry may or may not be possible depending on the method and the use case.

8.2 UAS Behavior

When a request outside of a dialog is processed by a UAS, there is a set of processing rules that are followed, independent of the method. Section 12 gives guidance on how a UAS can tell whether a request is inside or outside of a dialog.

Note that request processing is atomic. If a request is accepted, all state changes associated with it MUST be performed. If it is rejected, all state changes MUST NOT be performed.

UASs SHOULD process the requests in the order of the steps that follow in this section (that is, starting with authentication, then inspecting the method, the header fields, and so on throughout the remainder of this section).

8.2.1 Method Inspection

Once a request is authenticated (or authentication is skipped), the
UAS MUST inspect the method of the request. If the UAS recognizes
but does not support the method of a request, it MUST generate a 405
(Method Not Allowed) response. Procedures for generating responses
are described in Section 8.2.6. The UAS MUST also add an Allow
header field to the 405 (Method Not Allowed) response. The Allow
header field MUST list the set of methods supported by the UAS
generating the message. The Allow header field is presented in
Section 20.5.

If the method is one supported by the server, processing continues.

8.2.2 Header Inspection

If a UAS does not understand a header field in a request (that is, the header field is not defined in this specification or in any supported extension), the server MUST ignore that header field and continue processing the message. A UAS SHOULD ignore any malformed header fields that are not necessary for processing requests.

8.2.2.1 To and Request-URI

The To header field identifies the original recipient of the request designated by the user identified in the From field. The original recipient may or may not be the UAS processing the request, due to call forwarding or other proxy operations. A UAS MAY apply any policy it wishes to determine whether to accept requests when the To header field is not the identity of the UAS. However, it is RECOMMENDED that a UAS accept requests even if they do not recognize the URI scheme (for example, a tel: URI) in the To header field, or if the To header field does not address a known or current user of this UAS. If, on the other hand, the UAS decides to reject the request, it SHOULD generate a response with a 403 (Forbidden) status code and pass it to the server transaction for transmission.

However, the Request-URI identifies the UAS that is to process the request. If the Request-URI uses a scheme not supported by the UAS, it SHOULD reject the request with a 416 (Unsupported URI Scheme) response. If the Request-URI does not identify an address that the UAS is willing to accept requests for, it SHOULD reject the request with a 404 (Not Found) response. Typically, a UA that uses the REGISTER method to bind its address-of-record to a specific contact address will see requests whose Request-URI equals that contact address. Other potential sources of received Request-URIs include the Contact header fields of requests and responses sent by the UA that establish or refresh dialogs.

8.2.2.2 Merged Requests

If the request has no tag in the To header field, the UAS core MUST check the request against ongoing transactions. If the From tag, Call-ID, and CSeq exactly match those associated with an ongoing transaction, but the request does not match that transaction (based on the matching rules in Section 17.2.3), the UAS core SHOULD generate a 482 (Loop Detected) response and pass it to the server transaction.

The same request has arrived at the UAS more than once, following different paths, most likely due to forking. The UAS processes the first such request received and responds with a 482 (Loop Detected) to the rest of them.

8.2.2.3 Require

Assuming the UAS decides that it is the proper element to process the request, it examines the Require header field, if present.

The Require header field is used by a UAC to tell a UAS about SIP extensions that the UAC expects the UAS to support in order to process the request properly. Its format is described in Section 20.32. If a UAS does not understand an option-tag listed in a Require header field, it MUST respond by generating a response with status code 420 (Bad Extension). The UAS MUST add an Unsupported header field, and list in it those options it does not understand amongst those in the Require header field of the request.

Note that Require and Proxy-Require MUST NOT be used in a SIP CANCEL request, or in an ACK request sent for a non-2xx response. These header fields MUST be ignored if they are present in these requests.

An ACK request for a 2xx response MUST contain only those Require and Proxy-Require values that were present in the initial request.

Example:

UAC->UAS: INVITE sip:watson@bell-telephone.com SIP/2.0
Require: 100rel
UAS->UAC: SIP/2.0 420 Bad Extension
Unsupported: 100rel

This behavior ensures that the client-server interaction will proceed without delay when all options are understood by both sides, and only slow down if options are not understood (as in the example above). For a well-matched client-server pair, the interaction proceeds quickly, saving a round-trip often required by negotiation mechanisms. In addition, it also removes ambiguity when the client requires features that the server does not understand. Some features, such as call handling fields, are only of interest to end systems.

8.2.3 Content Processing

Assuming the UAS understands any extensions required by the client, the UAS examines the body of the message, and the header fields that describe it. If there are any bodies whose type (indicated by the Content-Type), language (indicated by the Content-Language) or encoding (indicated by the Content-Encoding) are not understood, and that body part is not optional (as indicated by the Content-Disposition header field), the UAS MUST reject the request with a 415 (Unsupported Media Type) response. The response MUST contain an Accept header field listing the types of all bodies it understands, in the event the request contained bodies of types not supported by the UAS. If the request contained content encodings not understood by the UAS, the response MUST contain an Accept-Encoding header field listing the encodings understood by the UAS. If the request contained content with languages not understood by the UAS, the response MUST contain an Accept-Language header field indicating the languages understood by the UAS. Beyond these checks, body handling depends on the method and type. For further information on the processing of content-specific header fields, see Section 7.4 as well as Section 20.11 through 20.15.

8.2.4 Applying Extensions

A UAS that wishes to apply some extension when generating the response MUST NOT do so unless support for that extension is indicated in the Supported header field in the request. If the desired extension is not supported, the server SHOULD rely only on baseline SIP and any other extensions supported by the client. In rare circumstances, where the server cannot process the request without the extension, the server MAY send a 421 (Extension Required) response. This response indicates that the proper response cannot be generated without support of a specific extension. The needed extension(s) MUST be included in a Require header field in the response. This behavior is NOT RECOMMENDED, as it will generally break interoperability.

Any extensions applied to a non-421 response MUST be listed in a Require header field included in the response. Of course, the server MUST NOT apply extensions not listed in the Supported header field in the request. As a result of this, the Require header field in a response will only ever contain option tags defined in standards-track RFCs.

8.2.5 Processing the Request

Assuming all of the checks in the previous subsections are passed, the UAS processing becomes method-specific. Section 10 covers the REGISTER request, Section 11 covers the OPTIONS request, Section 13 covers the INVITE request, and Section 15 covers the BYE request.

8.2.6 Generating the Response

When a UAS wishes to construct a response to a request, it follows the general procedures detailed in the following subsections. Additional behaviors specific to the response code in question, which are not detailed in this section, may also be required.

Once all procedures associated with the creation of a response have been completed, the UAS hands the response back to the server transaction from which it received the request.

8.2.6.1 Sending a Provisional Response

One largely non-method-specific guideline for the generation of responses is that UASs SHOULD NOT issue a provisional response for a non-INVITE request. Rather, UASs SHOULD generate a final response to a non-INVITE request as soon as possible.

When a 100 (Trying) response is generated, any Timestamp header field present in the request MUST be copied into this 100 (Trying) response. If there is a delay in generating the response, the UAS SHOULD add a delay value into the Timestamp value in the response. This value MUST contain the difference between the time of sending of the response and receipt of the request, measured in seconds.

8.2.6.2 Headers and Tags

The From field of the response MUST equal the From header field of the request. The Call-ID header field of the response MUST equal the Call-ID header field of the request. The CSeq header field of the response MUST equal the CSeq field of the request. The Via header field values in the response MUST equal the Via header field values in the request and MUST maintain the same ordering.

If a request contained a To tag in the request, the To header field in the response MUST equal that of the request. However, if the To header field in the request did not contain a tag, the URI in the To header field in the response MUST equal the URI in the To header field; additionally, the UAS MUST add a tag to the To header field in the response (with the exception of the 100 (Trying) response, in which a tag MAY be present). This serves to identify the UAS that is responding, possibly resulting in a component of a dialog ID. The same tag MUST be used for all responses to that request, both final and provisional (again excepting the 100 (Trying)). Procedures for the generation of tags are defined in Section 19.3.

8.2.7 Stateless UAS Behavior

A stateless UAS is a UAS that does not maintain transaction state. It replies to requests normally, but discards any state that would ordinarily be retained by a UAS after a response has been sent. If a stateless UAS receives a retransmission of a request, it regenerates the response and resends it, just as if it were replying to the first instance of the request. A UAS cannot be stateless unless the request processing for that method would always result in the same response if the requests are identical. This rules out stateless registrars, for example. Stateless UASs do not use a transaction layer; they receive requests directly from the transport layer and send responses directly to the transport layer.

The stateless UAS role is needed primarily to handle unauthenticated requests for which a challenge response is issued. If unauthenticated requests were handled statefully, then malicious floods of unauthenticated requests could create massive amounts of transaction state that might slow or completely halt call processing in a UAS, effectively creating a denial of service condition; for more information see Section 26.1.5.

The most important behaviors of a stateless UAS are the following:

o A stateless UAS MUST NOT send provisional (1xx) responses.
o A stateless UAS MUST NOT retransmit responses.
o A stateless UAS MUST ignore ACK requests.
o A stateless UAS MUST ignore CANCEL requests.
o To header tags MUST be generated for responses in a stateless manner - in a manner that will generate the same tag for the same request consistently. For information on tag construction see Section 19.3.

In all other respects, a stateless UAS behaves in the same manner as a stateful UAS. A UAS can operate in either a stateful or stateless mode for each new request.

8.3 Redirect Servers

In some architectures it may be desirable to reduce the processing load on proxy servers that are responsible for routing requests, and improve signaling path robustness, by relying on redirection.

Redirection allows servers to push routing information for a request back in a response to the client, thereby taking themselves out of the loop of further messaging for this transaction while still aiding in locating the target of the request. When the originator of the request receives the redirection, it will send a new request based on the URI(s) it has received. By propagating URIs from the core of the network to its edges, redirection allows for considerable network scalability.

A redirect server is logically constituted of a server transaction layer and a transaction user that has access to a location service of some kind (see Section 10 for more on registrars and location services). This location service is effectively a database containing mappings between a single URI and a set of one or more alternative locations at which the target of that URI can be found.

A redirect server does not issue any SIP requests of its own. After receiving a request other than CANCEL, the server either refuses the request or gathers the list of alternative locations from the location service and returns a final response of class 3xx. For well-formed CANCEL requests, it SHOULD return a 2xx response. This response ends the SIP transaction. The redirect server maintains transaction state for an entire SIP transaction. It is the responsibility of clients to detect forwarding loops between redirect servers.

When a redirect server returns a 3xx response to a request, it populates the list of (one or more) alternative locations into the Contact header field. An "expires" parameter to the Contact header field values may also be supplied to indicate the lifetime of the Contact data.

The Contact header field contains URIs giving the new locations or user names to try, or may simply specify additional transport parameters. A 301 (Moved Permanently) or 302 (Moved Temporarily) response may also give the same location and username that was targeted by the initial request but specify additional transport parameters such as a different server or multicast address to try, or a change of SIP transport from UDP to TCP or vice versa.

However, redirect servers MUST NOT redirect a request to a URI equal to the one in the Request-URI; instead, provided that the URI does not point to itself, the server MAY proxy the request to the destination URI, or MAY reject it with a 404.

If a client is using an outbound proxy, and that proxy actually redirects requests, a potential arises for infinite redirection loops.

Note that a Contact header field value MAY also refer to a different resource than the one originally called. For example, a SIP call connected to PSTN gateway may need to deliver a special informational announcement such as "The number you have dialed has been changed."

A Contact response header field can contain any suitable URI indicating where the called party can be reached, not limited to SIP URIs. For example, it could contain URIs for phones, fax, or irc (if they were defined) or a mailto: (RFC 2368 [32]) URL. Section 26.4.4 discusses implications and limitations of redirecting a SIPS URI to a non-SIPS URI.

The "expires" parameter of a Contact header field value indicates how long the URI is valid. The value of the parameter is a number indicating seconds. If this parameter is not provided, the value of the Expires header field determines how long the URI is valid. Malformed values SHOULD be treated as equivalent to 3600.

This provides a modest level of backwards compatibility with RFC 2543, which allowed absolute times in this header field. If an absolute time is received, it will be treated as malformed, and then default to 3600.

Redirect servers MUST ignore features that are not understood (including unrecognized header fields, any unknown option tags in Require, or even method names) and proceed with the redirection of the request in question.

9. Canceling a Request

The previous section has discussed general UA behavior for generating requests and processing responses for requests of all methods. In this section, we discuss a general purpose method, called CANCEL.

The CANCEL request, as the name implies, is used to cancel a previous request sent by a client. Specifically, it asks the UAS to cease processing the request and to generate an error response to that request. CANCEL has no effect on a request to which a UAS has already given a final response. Because of this, it is most useful to CANCEL requests to which it can take a server long time to respond. For this reason, CANCEL is best for INVITE requests, which can take a long time to generate a response. In that usage, a UAS that receives a CANCEL request for an INVITE, but has not yet sent a final response, would "stop ringing", and then respond to the INVITE with a specific error response (a 487).

CANCEL requests can be constructed and sent by both proxies and user agent clients. Section 15 discusses under what conditions a UAC would CANCEL an INVITE request, and Section 16.10 discusses proxy usage of CANCEL.

A stateful proxy responds to a CANCEL, rather than simply forwarding a response it would receive from a downstream element. For that reason, CANCEL is referred to as a "hop-by-hop" request, since it is responded to at each stateful proxy hop.

9.1 Client Behavior

A CANCEL request SHOULD NOT be sent to cancel a request other than INVITE.

Since requests other than INVITE are responded to immediately, sending a CANCEL for a non-INVITE request would always create a race condition.

The following procedures are used to construct a CANCEL request. The Request-URI, Call-ID, To, the numeric part of CSeq, and From header fields in the CANCEL request MUST be identical to those in the request being cancelled, including tags. A CANCEL constructed by a client MUST have only a single Via header field value matching the top Via value in the request being cancelled. Using the same values for these header fields allows the CANCEL to be matched with the request it cancels (Section 9.2 indicates how such matching occurs). However, the method part of the CSeq header field MUST have a value of CANCEL. This allows it to be identified and processed as a transaction in its own right (See Section 17).

If the request being cancelled contains a Route header field, the CANCEL request MUST include that Route header field's values.

This is needed so that stateless proxies are able to route CANCEL requests properly.

The CANCEL request MUST NOT contain any Require or Proxy-Require header fields.

Once the CANCEL is constructed, the client SHOULD check whether it has received any response (provisional or final) for the request being cancelled (herein referred to as the "original request").

If no provisional response has been received, the CANCEL request MUST NOT be sent; rather, the client MUST wait for the arrival of a provisional response before sending the request. If the original request has generated a final response, the CANCEL SHOULD NOT be sent, as it is an effective no-op, since CANCEL has no effect on requests that have already generated a final response. When the client decides to send the CANCEL, it creates a client transactio for the CANCEL and passes it the CANCEL request along with the destination address, port, and transport. The destination address, port, and transport for the CANCEL MUST be identical to those used to send the original request.

If it was allowed to send the CANCEL before receiving a response for the previous request, the server could receive the CANCEL before the original request.

Note that both the transaction corresponding to the original request and the CANCEL transaction will complete independently. However, a UAC canceling a request cannot rely on receiving a 487 (Request Terminated) response for the original request, as an RFC 2543-compliant UAS will not generate such a response. If there is no final response for the original request in 64*T1 seconds (T1 is defined in Section 17.1.1.1), the client SHOULD then consider the original transaction cancelled and SHOULD destroy the client transaction handling the original request.

9.2 Server Behavior

The CANCEL method requests that the TU at the server side cancel a pending transaction. The TU determines the transaction to be cancelled by taking the CANCEL request, and then assuming that the request method is anything but CANCEL or ACK and applying the transaction matching procedures of Section 17.2.3. The matching transaction is the one to be cancelled.

The processing of a CANCEL request at a server depends on the type of server. A stateless proxy will forward it, a stateful proxy might respond to it and generate some CANCEL requests of its own, and a UAS will respond to it. See Section 16.10 for proxy treatment of CANCEL.

A UAS first processes the CANCEL request according to the general UAS processing described in Section 8.2. However, since CANCEL requests are hop-by-hop and cannot be resubmitted, they cannot be challenged by the server in order to get proper credentials in an Authorization header field. Note also that CANCEL requests do not contain a Require header field.

If the UAS did not find a matching transaction for the CANCEL according to the procedure above, it SHOULD respond to the CANCEL with a 481 (Call Leg/Transaction Does Not Exist). If the transaction for the original request still exists, the behavior of the UAS on receiving a CANCEL request depends on whether it has already sent a final response for the original request. If it has, the CANCEL request has no effect on the processing of the original request, no effect on any session state, and no effect on the responses generated for the original request. If the UAS has not issued a final response for the original request, its behavior depends on the method of the original request. If the original request was an INVITE, the UAS SHOULD immediately respond to the INVITE with a 487 (Request Terminated). A CANCEL request has no impact on the processing of transactions with any other method defined in this specification.

Regardless of the method of the original request, as long as the CANCEL matched an existing transaction, the UAS answers the CANCEL request itself with a 200 (OK) response. This response is constructed following the procedures described in Section 8.2.6 noting that the To tag of the response to the CANCEL and the To tag in the response to the original request SHOULD be the same. The response to CANCEL is passed to the server transaction for transmission.

10. Registrations

10.1 Overview

SIP offers a discovery capability. If a user wants to initiate a session with another user, SIP must discover the current host(s) at which the destination user is reachable. This discovery process is frequently accomplished by SIP network elements such as proxy servers and redirect servers which are responsible for receiving a request, determining where to send it based on knowledge of the location of the user, and then sending it there. To do this, SIP network elements consult an abstract service known as a location service, which provides address bindings for a particular domain. These address bindings map an incoming SIP or SIPS URI, sip:bob@biloxi.com, for example, to one or more URIs that are somehow "closer" to the desired user, sip:bob@engineering.biloxi.com, for example. Ultimately, a proxy will consult a location service that maps a received URI to the user agent(s) at which the desired recipient is currently residing.

Registration creates bindings in a location service for a particular domain that associates an address-of-record URI with one or more contact addresses. Thus, when a proxy for that domain receives a request whose Request-URI matches the address-of-record, the proxy will forward the request to the contact addresses registered to that address-of-record. Generally, it only makes sense to register an address-of-record at a domain's location service when requests for that address-of-record would be routed to that domain. In most cases, this means that the domain of the registration will need to match the domain in the URI of the address-of-record.

There are many ways by which the contents of the location service can be established. One way is administratively. In the above example, Bob is known to be a member of the engineering department through access to a corporate database. However, SIP provides a mechanism for a UA to create a binding explicitly. This mechanism is known as registration.

Registration entails sending a REGISTER request to a special type of UAS known as a registrar. A registrar acts as the front end to the location service for a domain, reading and writing mappings based on the contents of REGISTER requests. This location service is then typically consulted by a proxy server that is responsible for routing requests for that domain.

An illustration of the overall registration process is given in Figure 2. Note that the registrar and proxy server are logical roles that can be played by a single device in a network; for purposes of clarity the two are separated in this illustration. Also note that UAs may send requests through a proxy server in order to reach a registrar if the two are separate elements.

SIP does not mandate a particular mechanism for implementing the location service. The only requirement is that a registrar for some domain MUST be able to read and write data to the location service, and a proxy or a redirect server for that domain MUST be capable of reading that same data. A registrar MAY be co-located with a particular SIP proxy server for the same domain.

10.2 Constructing the REGISTER Request

REGISTER requests add, remove, and query bindings. A REGISTER request can add a new binding between an address-of-record and one or more contact addresses. Registration on behalf of a particular address-of-record can be performed by a suitably authorized third party. A client can also remove previous bindings or query to determine which bindings are currently in place for an address-of- record.

Except as noted, the construction of the REGISTER request and the behavior of clients sending a REGISTER request is identical to the general UAC behavior described in Section 8.1 and Section 17.1.

A REGISTER request does not establish a dialog. A UAC MAY include a Route header field in a REGISTER request based on a pre-existing route set as described in Section 8.1. The Record-Route header field has no meaning in REGISTER requests or responses, and MUST be ignored if present. In particular, the UAC MUST NOT create a new route set based on the presence or absence of a Record-Route header field in any response to a REGISTER request.

The following header fields, except Contact, MUST be included in a REGISTER request. A Contact header field MAY be included:

Request-URI: The Request-URI names the domain of the location service for which the registration is meant (for example, "sip:chicago.com"). The "userinfo" and "@" components of the SIP URI MUST NOT be present.

To: The To header field contains the address of record whose registration is to be created, queried, or modified. The To header field and the Request-URI field typically differ, as the former contains a user name. This address-of-record MUST be a SIP URI or SIPS URI.

From: The From header field contains the address-of-record of the person responsible for the registration. The value is the same as the To header field unless the request is a third- party registration.

Call-ID: All registrations from a UAC SHOULD use the same Call-ID header field value for registrations sent to a particular registrar.

If the same client were to use different Call-ID values, a registrar could not detect whether a delayed REGISTER request might have arrived out of order.

CSeq: The CSeq value guarantees proper ordering of REGISTER requests. A UA MUST increment the CSeq value by one for each REGISTER request with the same Call-ID.

Contact: REGISTER requests MAY contain a Contact header field with zero or more values containing address bindings.

UAs MUST NOT send a new registration (that is, containing new Contact header field values, as opposed to a retransmission) until they have received a final response from the registrar for the previous one or the previous REGISTER request has timed out.



The following Contact header parameters have a special meaning in
REGISTER requests:

action: The "action" parameter from RFC 2543 has been deprecated. UACs SHOULD NOT use the "action" parameter.

expires: The "expires" parameter indicates how long the UA would like the binding to be valid. The value is a number indicating seconds. If this parameter is not provided, the value of the Expires header field is used instead. Implementations MAY treat values larger than 2**32-1 (4294967295 seconds or 136 years) as equivalent to 2**32-1. Malformed values SHOULD be treated as equivalent to 3600.

10.2.1 Adding Bindings

The REGISTER request sent to a registrar includes the contact address(es) to which SIP requests for the address-of-record should be forwarded. The address-of-record is included in the To header field of the REGISTER request.

The Contact header field values of the request typically consist of SIP or SIPS URIs that identify particular SIP endpoints (for example, "sip:carol@cube2214a.chicago.com"), but they MAY use any URI scheme. A SIP UA can choose to register telephone numbers (with the tel URL, RFC 2806 [9]) or email addresses (with a mailto URL, RFC 2368 [32]) as Contacts for an address-of-record, for example.

For example, Carol, with address-of-record "sip:carol@chicago.com", would register with the SIP registrar of the domain chicago.com. Her registrations would then be used by a proxy server in the chicago.com domain to route requests for Carol's address-of-record to her SIP endpoint.

Once a client has established bindings at a registrar, it MAY send subsequent registrations containing new bindings or modifications to existing bindings as necessary. The 2xx response to the REGISTER request will contain, in a Contact header field, a complete list of bindings that have been registered for this address-of-record at this registrar.

If the address-of-record in the To header field of a REGISTER request is a SIPS URI, then any Contact header field values in the request SHOULD also be SIPS URIs. Clients should only register non-SIPS URI under a SIPS address-of-record when the security of the resource represented by the contact address is guaranteed by other means. This may be applicable to URIs that invoke protocols other than SIP, or SIP devices secured by protocols other than TLS.

Registrations do not need to update all bindings. Typically, a UA only updates its own contact addresses.

10.2.1.1 Setting the Expiration Interval of Contact Addresses

When a client sends a REGISTER request, it MAY suggest an expiration interval that indicates how long the client would like the registration to be valid. (As described in Section 10.3, the registrar selects the actual time interval based on its local policy.)

There are two ways in which a client can suggest an expiration interval for a binding: through an Expires header field or an "expires" Contact header parameter. The latter allows expiration intervals to be suggested on a per-binding basis when more than one binding is given in a single REGISTER request, whereas the former suggests an expiration interval for all Contact header field values that do not contain the "expires" parameter.

If neither mechanism for expressing a suggested expiration time is present in a REGISTER, the client is indicating its desire for the server to choose.

10.2.1.2 Preferences among Contact Addresses

If more than one Contact is sent in a REGISTER request, the registering UA intends to associate all of the URIs in these Contact header field values with the address-of-record present in the To field. This list can be prioritized with the "q" parameter in the Contact header field. The "q" parameter indicates a relative preference for the particular Contact header field value compared to other bindings for this address-of-record. Section 16.6 describes how a proxy server uses this preference indication.

10.2.2 Removing Bindings

Registrations are soft state and expire unless refreshed, but can also be explicitly removed. A client can attempt to influence the expiration interval selected by the registrar as described in Section 10.2.1. A UA requests the immediate removal of a binding by specifying an expiration interval of "0" for that contact address in a REGISTER request. UAs SHOULD support this mechanism so that bindings can be removed before their expiration interval has passed.

The REGISTER-specific Contact header field value of "*" applies to all registrations, but it MUST NOT be used unless the Expires header field is present with a value of "0".

Use of the "*" Contact header field value allows a registering UA to remove all bindings associated with an address-of-record without knowing their precise values.

10.2.3 Fetching Bindings

A success response to any REGISTER request contains the complete list of existing bindings, regardless of whether the request contained a Contact header field. If no Contact header field is present in a REGISTER request, the list of bindings is left unchanged.

10.2.4 Refreshing Bindings

Each UA is responsible for refreshing the bindings that it has previously established. A UA SHOULD NOT refresh bindings set up by other UAs.

The 200 (OK) response from the registrar contains a list of Contact fields enumerating all current bindings. The UA compares each contact address to see if it created the contact address, using comparison rules in Section 19.1.4. If so, it updates the expiration time interval according to the expires parameter or, if absent, the Expires field value. The UA then issues a REGISTER request for each of its bindings before the expiration interval has elapsed. It MAY combine several updates into one REGISTER request.

A UA SHOULD use the same Call-ID for all registrations during a single boot cycle. Registration refreshes SHOULD be sent to the same network address as the original registration, unless redirected.

10.2.5 Setting the Internal Clock

If the response for a REGISTER request contains a Date header field, the client MAY use this header field to learn the current time in order to set any internal clocks.

10.2.6 Discovering a Registrar

UAs can use three ways to determine the address to which to send registrations: by configuration, using the address-of-record, and multicast. A UA can be configured, in ways beyond the scope of this specification, with a registrar address. If there is no configured registrar address, the UA SHOULD use the host part of the address- of-record as the Request-URI and address the request there, using the normal SIP server location mechanisms [4]. For example, the UA for the user "sip:carol@chicago.com" addresses the REGISTER request to "sip:chicago.com".

Finally, a UA can be configured to use multicast. Multicast registrations are addressed to the well-known "all SIP servers" multicast address "sip.mcast.net" (224.0.1.75 for IPv4). No well- known IPv6 multicast address has been allocated; such an allocation will be documented separately when needed. SIP UAs MAY listen to that address and use it to become aware of the location of other local users (see [33]); however, they do not respond to the request.

Multicast registration may be inappropriate in some environments, for example, if multiple businesses share the same local area network.

10.2.7 Transmitting a Request

Once the REGISTER method has been constructed, and the destination of the message identified, UACs follow the procedures described in Section 8.1.2 to hand off the REGISTER to the transaction layer.

If the transaction layer returns a timeout error because the REGISTER yielded no response, the UAC SHOULD NOT immediately re-attempt a registration to the same registrar.

An immediate re-attempt is likely to also timeout. Waiting some reasonable time interval for the conditions causing the timeout to be corrected reduces unnecessary load on the network. No specific interval is mandated.

10.2.8 Error Responses

If a UA receives a 423 (Interval Too Brief) response, it MAY retry the registration after making the expiration interval of all contact addresses in the REGISTER request equal to or greater than the expiration interval within the Min-Expires header field of the 423 (Interval Too Brief) response.

10.3 Processing REGISTER Requests

A registrar is a UAS that responds to REGISTER requests and maintains a list of bindings that are accessible to proxy servers and redirect servers within its administrative domain. A registrar handles requests according to Section 8.2 and Section 17.2, but it accepts only REGISTER requests. A registrar MUST not generate 6xx responses.

A registrar MAY redirect REGISTER requests as appropriate. One common usage would be for a registrar listening on a multicast interface to redirect multicast REGISTER requests to its own unicast interface with a 302 (Moved Temporarily) response.

Registrars MUST ignore the Record-Route header field if it is included in a REGISTER request. Registrars MUST NOT include a Record-Route header field in any response to a REGISTER request.

A registrar might receive a request that traversed a proxy which treats REGISTER as an unknown request and which added a Record-Route header field value.

A registrar has to know (for example, through configuration) the set of domain(s) for which it maintains bindings. REGISTER requests MUST be processed by a registrar in the order that they are received. REGISTER requests MUST also be processed atomically, meaning that a particular REGISTER request is either processed completely or not at all. Each REGISTER message MUST be processed independently of any other registration or binding changes.

When receiving a REGISTER request, a registrar follows these steps:

1. The registrar inspects the Request-URI to determine whether it has access to bindings for the domain identified in the Request-URI. If not, and if the server also acts as a proxy server, the server SHOULD forward the request to the addressed domain, following the general behavior for proxying messages described in Section 16.

2. To guarantee that the registrar supports any necessary extensions, the registrar MUST process the Require header field values as described for UASs in Section 8.2.2.

3. A registrar SHOULD authenticate the UAC. Mechanisms for the authentication of SIP user agents are described in Section 22. Registration behavior in no way overrides the generic authentication framework for SIP. If no authentication mechanism is available, the registrar MAY take the From address as the asserted identity of the originator of the request.

4. The registrar SHOULD determine if the authenticated user is authorized to modify registrations for this address-of-record. For example, a registrar might consult an authorization database that maps user names to a list of addresses-of-record for which that user has authorization to modify bindings. If the authenticated user is not authorized to modify bindings, the registrar MUST return a 403 (Forbidden) and skip the remaining steps.

In architectures that support third-party registration, one entity may be responsible for updating the registrations associated with multiple addresses-of-record.

5. The registrar extracts the address-of-record from the To header field of the request. If the address-of-record is not valid for the domain in the Request-URI, the registrar MUST send a 404 (Not Found) response and skip the remaining steps. The URI MUST then be converted to a canonical form. To do that, all URI parameters MUST be removed (including the user-param), and any escaped characters MUST be converted to their unescaped form. The result serves as an index into the list of bindings.

6. The registrar checks whether the request contains the Contact header field. If not, it skips to the last step. If the Contact header field is present, the registrar checks if there is one Contact field value that contains the special value "*" and an Expires field. If the request has additional Contact fields or an expiration time other than zero, the request is invalid, and the server MUST return a 400 (Invalid Request) and skip the remaining steps. If not, the registrar checks whether the Call-ID agrees with the value stored for each binding. If not, it MUST remove the binding. If it does agree, it MUST remove the binding only if the CSeq in the request is higher than the value stored for that binding. Otherwise, the update MUST be aborted and the request fails.

7. The registrar now processes each contact address in the Contact header field in turn. For each address, it determines the expiration interval as follows:

- If the field value has an "expires" parameter, that value MUST be taken as the requested expiration.

- If there is no such parameter, but the request has an Expires header field, that value MUST be taken as the requested expiration.

- If there is neither, a locally-configured default value MUST be taken as the requested expiration.

The registrar MAY choose an expiration less than the requested expiration interval. If and only if the requested expiration interval is greater than zero AND smaller than one hour AND less than a registrar-configured minimum, the registrar MAY reject the registration with a response of 423 (Interval Too Brief). This response MUST contain a Min-Expires header field that states the minimum expiration interval the registrar is willing to honor. It then skips the remaining steps.

Allowing the registrar to set the registration interval protects it against excessively frequent registration refreshes while limiting the state that it needs to maintain and decreasing the likelihood of registrations going stale. The expiration interval of a registration is frequently used in the creation of services. An example is a follow-me service, where the user may only be available at a terminal for a brief period. Therefore, registrars should accept brief registrations; a request should only be rejected if the interval is so short that the refreshes would degrade registrar performance.

For each address, the registrar then searches the list of current bindings using the URI comparison rules. If the binding does not exist, it is tentatively added. If the binding does exist, the registrar checks the Call-ID value. If the Call-ID value in the existing binding differs from the Call-ID value in the request, the binding MUST be removed if the expiration time is zero and updated otherwise. If they are the same, the registrar compares the CSeq value. If the value is higher than that of the existing binding, it MUST update or remove the binding as above. If not, the update MUST be aborted and the request fails.

This algorithm ensures that out-of-order requests from the same UA are ignored.

Each binding record records the Call-ID and CSeq values from the request.

The binding updates MUST be committed (that is, made visible to the proxy or redirect server) if and only if all binding updates and additions succeed. If any one of them fails (for example, because the back-end database commit failed), the request MUST fail with a 500 (Server Error) response and all tentative binding updates MUST be removed.

8. The registrar returns a 200 (OK) response. The response MUST contain Contact header field values enumerating all current bindings. Each Contact value MUST feature an "expires" parameter indicating its expiration interval chosen by the registrar. The response SHOULD include a Date header field.